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Capital One

806 hedge funds and large institutions have $36.6B invested in Capital One in 2017 Q3 according to their latest regulatory filings, with 64 funds opening new positions, 314 increasing their positions, 289 reducing their positions, and 58 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more first-time investments, than exits

New positions opened: 64 | Existing positions closed: 58

9% more repeat investments, than reductions

Existing positions increased: 314 | Existing positions reduced: 289

3% more capital invested

Capital invested by funds: $35.5B → $36.6B (+$1.07B)

0.37% more ownership

Funds ownership: 89.06%89.43% (+0.37%)

0% less funds holding

Funds holding: 807806 (-1)

6% less funds holding in top 10

Funds holding in top 10: 1817 (-1)

31% less call options, than puts

Call options by funds: $348M | Put options by funds: $507M

Holders
806
Holders Change
-1
Holders Change %
-0.12%
% of All Funds
20.09%
Holding in Top 10
17
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.56%
% of All Funds
0.42%
New
64
Increased
314
Reduced
289
Closed
58
Calls
$348M
Puts
$507M
Net Calls
-$159M
Net Calls Change
-$18.2M
Name Holding Trade Value Shares
Change
Change in
Stake
AIP
376
Almanack Investment Partners
Pennsylvania
$2.13M
NBC
377
Neuberger Berman Canada
Ontario, Canada
$2.1M +$1.11M +13,425 +118%
ICOM
378
Investment Counselors of Maryland
Maryland
$2.1M -$4.12K -50 -0.2%
DDC
379
DF Dent & Co
Maryland
$2.05M
HW
380
Hancock Whitney
Mississippi
$2.01M -$114K -1,377 -5%
AT
381
Argent Trust
Texas
$2M -$18.1K -220 -0.9%
HighTower Advisors
382
HighTower Advisors
Illinois
$2M -$911K -11,046 -32%
JG
383
Jefferies Group
New York
$2M -$1.92M -23,244 -50%
OAM
384
Oppenheimer Asset Management
New York
$2M +$166K +2,011 +9%
IUHSA
385
Itau Unibanco Holding S.A.
Brazil
$1.97M -$107K -1,297 -15%
Federated Hermes
386
Federated Hermes
Pennsylvania
$1.95M +$172K +2,089 +10%
SM
387
Salzhauer Michael
$1.92M +$165 +2 +0%
SAM
388
Shell Asset Management
Netherlands
$1.91M -$597K -7,240 -24%
Baird Financial Group
389
Baird Financial Group
Wisconsin
$1.9M +$43.7K +530 +2%
BIC
390
Bridges Investment Counsel
Nebraska
$1.9M -$4.13M -50,135 -69%
BSWMG
391
Barrington Strategic Wealth Management Group
Illinois
$1.89M -$41.3K -501 -2%
DADC
392
D.A. Davidson & Co
Montana
$1.88M +$573K +6,947 +45%
AF
393
Arrow Financial
New York
$1.88M -$204K -2,474 -10%
TCM
394
Tufton Capital Management
Maryland
$1.87M -$166K -2,019 -8%
Brown Advisory
395
Brown Advisory
Maryland
$1.84M -$156K -1,897 -8%
Stifel Financial
396
Stifel Financial
Missouri
$1.8M -$1.02M -12,378 -37%
BSPF
397
British Steel Pension Fund
United Kingdom
$1.8M -$436K -5,288 -20%
HJA
398
Hugh Johnson Advisors
New York
$1.79M +$4.95K +60 +0.3%
RAM
399
Redmond Asset Management
Virginia
$1.78M -$20.9K -253 -1%
LMGAM
400
Liberty Mutual Group Asset Management
Massachusetts
$1.74M -$979K -11,876 -37%

COF Hedge Fund Activity: Q3 2017 in Review

806 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2017, worth a combined $36.6B — up 3% from $35.5B a quarter earlier.

Buyers outnumbered sellers: 64 funds opened new COF positions and 58 closed out — a net gain of 6 holders — while 314 added to existing stakes and 289 trimmed.

The largest buyer was Davis Selected Advisers, adding an estimated $290M. The largest seller was Capital Research Global Investors, exiting entirely with an estimated $298M sold.

  • 806 institutional investors held Capital One (COF) as of Q3 2017, down from 807 in Q2 2017.
  • Funds reported $36.6B of Capital One stock for Q3 2017, up 3% quarter-over-quarter.
  • 64 funds opened new Capital One positions in Q3 2017 and 58 closed out, a net change of +6 holders.
  • The largest Capital One buyer in Q3 2017 was Davis Selected Advisers, an estimated $290M added.
  • The largest Capital One seller in Q3 2017 was Capital Research Global Investors, an estimated $298M sold.

Based on aggregated 13F filings for Q3 2017.