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CHI

Calamos Convertible Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
51
Ladenburg Thalmann Financial Services
Florida
$100K -$29.2K -2,241 -23%
CAPTRUST Financial Advisors
52
CAPTRUST Financial Advisors
North Carolina
$76K +$13K +1,000 +21%
US Bancorp
53
US Bancorp
Minnesota
$56K
FWM
54
Focused Wealth Management
New York
$51K +$495 +38 +1%
Bank of Montreal
55
Bank of Montreal
Ontario, Canada
$47K +$46.4K +3,568 New
SFSIG
56
San Francisco Sentry Investment Group
California
$46K
NES
57
New England Securities
New York
$37K -$15.6K -1,200 -30%
Citigroup
58
Citigroup
New York
$36K -$277K -21,312 -89%
LIA
59
LS Investment Advisors
Michigan
$27K
TRCT
60
Tower Research Capital (TRC)
New York
$20K +$19.2K +1,476 New
BWFA
61
Baltimore-Washington Financial Advisors
Maryland
$20K +$19.5K +1,500 New
Envestnet Asset Management
62
Envestnet Asset Management
Illinois
$15K +$14.3K +1,100 New
Deutsche Bank
63
Deutsche Bank
Germany
$13K -$64.9K -4,988 -83%
DAM
64
Delta Asset Management
Tennessee
$13K
FMII
65
Farmers & Merchants Investments Inc
Nebraska
$13K +$13.2K +1,012 New
Creative Planning
66
Creative Planning
Kansas
$12K +$11.5K +880 New
WA
67
WFG Advisors
Texas
$10K
Northwestern Mutual Wealth Management
68
Northwestern Mutual Wealth Management
Wisconsin
$7K -$8.3K -638 -54%
TDC
69
Thompson Davis & Co
Virginia
$2K +$2.11K +162 New
Ameriprise
70
Ameriprise
Minnesota
-$249K -19,750 Closed
Susquehanna International Group
71
Susquehanna International Group
Pennsylvania
-$225K -17,854 Closed
Goldman Sachs
72
Goldman Sachs
New York
-$190K -15,103 Closed
ICOA
73
Investment Centers of America
North Dakota
-$138K -11,051 Closed
RIA
74
Regal Investment Advisors
Michigan
-$11K -845 Closed
WEC
75
Winslow Evans & Crocker
Massachusetts
+$78 +6 New