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CHI

Calamos Convertible Opportunities and Income Fund
CHI

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.4M +$2.04M +213,887 +19%
Wells Fargo
2
Wells Fargo
California
$11.9M -$26.4K -2,766 -0.2%
AAM
3
Advisors Asset Management
Colorado
$11.4M +$1.15M +120,080 +13%
GC
4
Guggenheim Capital
Illinois
$10.6M -$474K -49,598 -5%
UBS Group
5
UBS Group
Switzerland
$9.66M +$3.82K +400 +0%
Bank of America
6
Bank of America
North Carolina
$9.17M -$809K -84,635 -9%
Cohen & Steers
7
Cohen & Steers
New York
$7.46M – – –
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$7M -$71.2K -7,454 -1%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$6.95M +$29.6K +3,094 +0.5%
DADC
10
D.A. Davidson & Co
Montana
$5.17M +$173K +18,147 +4%
LPL Financial
11
LPL Financial
California
$3.78M -$398K -41,644 -10%
RCA
12
Reitz Capital Advisors
Michigan
$3.71M +$7.97K +834 +0.2%
Ameriprise
13
Ameriprise
Minnesota
$3.41M +$88K +9,205 +3%
MGWM
14
Marks Group Wealth Management
Minnesota
$2.71M – – –
RJFSA
15
Raymond James Financial Services Advisors
Florida
$2.35M +$219K +22,936 +12%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$2.15M +$152K +15,889 +9%
Invesco
17
Invesco
Georgia
$1.81M -$96.5K -10,097 -6%
TYCC
18
Texas Yale Capital Corp
Florida
$1.73M +$6.45K +675 +0.4%
Osaic Holdings
19
Osaic Holdings
Arizona
$1.58M -$463K -48,472 -25%
RJA
20
Raymond James & Associates
Florida
$1.58M +$275K +28,797 +24%
SIC
21
Samalin Investment Counsel
New York
$1.49M +$45K +4,711 +3%
WAM
22
Wolverine Asset Management
Illinois
$1.42M +$1.27M +133,287 New
WP
23
WealthPLAN Partners
Nebraska
$1.21M -$12.1K -1,269 -1%
PPA
24
Parametric Portfolio Associates
Washington
$1.21M -$1.15M -120,589 -51%
SPC
25
Sigma Planning Corp
Michigan
$1.07M -$198K -20,766 -17%
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