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CHI

Calamos Convertible Opportunities and Income Fund
CHI

Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$21.4M +$1.05M +116,486 +5%
RCM
2
Rivernorth Capital Management
Florida
$20.4M +$4.12M +458,862 +27%
Morgan Stanley
3
Morgan Stanley
New York
$15.6M -$2.13M -236,552 -13%
OA
4
Oxbow Advisors
Texas
$11.2M -$882K -98,186 -8%
Wells Fargo
5
Wells Fargo
California
$9.64M +$8.38M +932,910 +1,122%
UBS Group
6
UBS Group
Switzerland
$7.12M +$322K +35,832 +5%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$6.59M -$1.09M -121,181 -15%
NMC
8
Nine Masts Capital
Hong Kong
$5.23M +$3.01M +334,800 +155%
GC
9
Guggenheim Capital
Illinois
$4.84M -$268K -29,880 -6%
Bank of America
10
Bank of America
North Carolina
$3.81M -$1.05M -116,627 -23%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.79M -$118K -13,188 -4%
COLIM
12
City of London Investment Management
United Kingdom
$2.66M +$1.3M +144,285 +106%
MIG
13
Mariner Investment Group
New York
$2.53M +$1.31M +146,041 +121%
CAN
14
Cetera Advisor Networks
California
$2.16M -$84.6K -9,420 -4%
CTC
15
Central Trust Company
Missouri
$2.05M -$194K -21,579 -9%
Invesco
16
Invesco
Georgia
$1.83M -$211K -23,471 -11%
DA
17
Doliver Advisors
Texas
$1.77M +$1.68M +187,048 New
RJFSA
18
Raymond James Financial Services Advisors
Florida
$1.68M +$265K +29,487 +20%
DADC
19
D.A. Davidson & Co
Montana
$1.52M +$44.1K +4,914 +3%
WAM
20
Wolverine Asset Management
Illinois
$1.51M -$898K -99,951 -39%
CP
21
Camelot Portfolios
Ohio
$1.4M +$16.6K +1,844 +1%
SFS
22
Shaker Financial Services
Virginia
$1.28M +$1.21M +134,527 New
SG Americas Securities
23
SG Americas Securities
New York
$1.06M +$15.3K +1,700 +2%
SCM
24
Summit Capital Management
Washington
$1.03M +$505K +56,219 +108%
LCM
25
Landscape Capital Management
New Jersey
$1.02M +$6.17K +687 +0.6%
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