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Calamos Convertible Opportunities and Income Fund
CHI

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.6M +$274K +25,817 +2%
UBS Group
2
UBS Group
Switzerland
$16.5M +$927K +87,457 +6%
Wells Fargo
3
Wells Fargo
California
$12.1M +$760K +71,707 +7%
Bank of America
4
Bank of America
North Carolina
$11M +$43.1K +4,070 +0.4%
GC
5
Guggenheim Capital
Illinois
$8.08M +$588K +55,477 +8%
DADC
6
D.A. Davidson & Co
Montana
$7.24M +$650K +61,335 +10%
LPL Financial
7
LPL Financial
California
$6.51M -$16.7K -1,577 -0.3%
AAM
8
Advisors Asset Management
Colorado
$6.3M -$2.51M -237,182 -30%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$6.2M +$470K +44,383 +9%
Ameriprise
10
Ameriprise
Minnesota
$5.1M +$131K +12,335 +3%
LC
11
Lindbrook Capital
California
$4.51M -$35.5K -3,350 -0.8%
Cohen & Steers
12
Cohen & Steers
New York
$4.17M – – –
Baird Financial Group
13
Baird Financial Group
Wisconsin
$4M +$71K +6,704 +2%
RCA
14
Reitz Capital Advisors
Michigan
$3.43M -$74.8K -7,056 -2%
AAS
15
Avantax Advisory Services
Texas
$2.53M +$253K +23,918 +12%
Osaic Holdings
16
Osaic Holdings
Arizona
$2.45M +$183K +17,265 +9%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$2.36M -$5.95K -562 -0.3%
AWM
18
Apollon Wealth Management
South Carolina
$2.21M +$18.1K +1,707 +0.9%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$2.15M +$69.4K +6,548 +4%
HI
20
Harbour Investments
Wisconsin
$1.95M +$43.2K +4,079 +2%
CW
21
Connectus Wealth
Ohio
$1.86M +$60.4K +5,700 +4%
RJA
22
Raymond James & Associates
Florida
$1.71M -$118K -11,115 -7%
SIC
23
Samalin Investment Counsel
New York
$1.7M -$146K -13,753 -8%
OC
24
Oppenheimer & Co
New York
$1.55M +$271K +25,600 +23%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$1.27M -$43.3K -4,088 -3%
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