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CHI

Calamos Convertible Opportunities and Income Fund
CHI

Name Holding Trade Value Shares
Change 		Change in
Stake
MCC
1
Mid Continent Capital
Illinois
$17.8M +$17.9M +1,411,130 New
Morgan Stanley
2
Morgan Stanley
New York
$16.5M +$16.7M +1,310,633 New
GC
3
Guggenheim Capital
Illinois
$16.2M +$16.3M +1,286,461 New
Bank of America
4
Bank of America
North Carolina
$10.6M +$10.6M +837,618 New
LPL Financial
5
LPL Financial
California
$6.46M +$6.51M +512,075 New
U
6
UBS
Switzerland
$6.32M +$6.37M +501,508 New
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$5.39M +$5.43M +427,680 New
CTC
8
Central Trust Company
Missouri
$3.17M +$3.19M +251,123 New
FAAS
9
First Allied Advisory Services
California
$2.91M +$2.93M +230,283 New
Invesco
10
Invesco
Georgia
$2.33M +$2.35M +185,143 New
KC
11
Kingfisher Capital
North Carolina
$1.91M +$1.93M +151,604 New
MCM
12
Maryland Capital Management
Maryland
$1.9M +$1.91M +150,620 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.69M +$1.71M +134,266 New
UCFA
14
United Capital Financial Advisors
Texas
$1.39M +$1.4M +110,033 New
SNC
15
Stifel Nicolaus & Co
Missouri
$1.25M +$1.26M +99,506 New
TYCC
16
Texas Yale Capital Corp
Florida
$1.16M +$1.17M +91,707 New
NPC
17
National Planning Corporation
California
$1.02M +$1.03M +81,285 New
CP
18
Camelot Portfolios
Ohio
$917K +$924K +72,724 New
HighTower Advisors
19
HighTower Advisors
Illinois
$892K +$899K +70,780 New
Mariner
20
Mariner
Kansas
$862K +$869K +68,381 New
RJA
21
Raymond James & Associates
Florida
$756K +$762K +59,973 New
B
22
Baird
Wisconsin
$642K +$646K +50,875 New
Wells Fargo
23
Wells Fargo
California
$595K +$599K +47,173 New
PWM
24
ParenteBeard Wealth Management
Pennsylvania
$517K +$521K +41,023 New
AIG
25
American International Group
New York
$510K +$514K +40,428 New
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