NPC
CHI

National Planning Corporation’s Calamos Convertible Opportunities and Income Fund CHI Stock Holding History

National Planning Corporation’s Portfolio CHI Stock Details CHI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-69,132
Closed -$797K – 126
2017
Q3 		$797K Buy
69,132
+42,876
+163% +$488K 0.07% 268
2017
Q2 		$297K Buy
26,256
+9,764
+59% +$109K 0.02% 562
2017
Q1 		$183K Sell
16,492
-1,400
-8% -$15.1K 0.01% 651
2016
Q4 		$194K Sell
17,892
-22,178
-55% -$221K 0.02% 632
2016
Q3 		$390K Buy
40,070
+23,570
+143% +$245K 0.03% 414
2016
Q2 		$170K Sell
16,500
-9,474
-36% -$91.2K 0.01% 615
2016
Q1 		$251K Buy
25,974
+2,261
+10% +$20.3K 0.02% 514
2015
Q4 		$210K Buy
23,713
+4,329
+22% +$43.8K 0.02% 614
2015
Q3 		$206K Sell
19,384
-5,209
-21% -$57.5K 0.02% 559
2015
Q2 		$274K Sell
24,593
-7,794
-24% -$101K 0.02% 500
2015
Q1 		$425K Sell
32,387
-15,063
-32% -$197K 0.04% 403
2014
Q4 		$603K Sell
47,450
-6,718
-12% -$89.5K 0.04% 350
2014
Q3 		$727K Buy
54,168
+4,637
+9% +$63.9K 0.06% 315
2014
Q2 		$695K Sell
49,531
-363
-0.7% -$4.99K 0.05% 320
2014
Q1 		$688K Sell
49,894
-2,761
-5% -$38K 0.06% 303
2013
Q4 		$699K Sell
52,655
-29,858
-36% -$389K 0.06% 295
2013
Q3 		$1.04M Buy
82,513
+1,228
+2% +$15.5K 0.1% 211
2013
Q2 		$1.02M Buy
+81,285
New +$1.03M 0.13% 174

Other funds holding CHI

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
VIA
Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

National Planning Corporation's CHI Position: Q4 2017 in Review

National Planning Corporation sold out of Calamos Convertible Opportunities and Income Fund (CHI) in Q4 2017, closing a stake of 69,132 shares — an estimated $797K sold.

National Planning Corporation first reported a position in CHI in Q2 2013 and held it in 18 quarters. The position peaked at $1.04M in Q3 2013. 89 funds tracked by Wall St. Rank hold CHI as of Q4 2017.

  • National Planning Corporation reported no remaining Calamos Convertible Opportunities and Income Fund position as of Q4 2017 after selling out during the quarter.
  • National Planning Corporation sold 69,132 Calamos Convertible Opportunities and Income Fund shares in Q4 2017, an estimated $797K.
  • National Planning Corporation first reported a position in Calamos Convertible Opportunities and Income Fund in Q2 2013 and held it in 18 quarters.
  • National Planning Corporation's Calamos Convertible Opportunities and Income Fund position peaked at $1.04M in Q3 2013.
  • 89 funds tracked by Wall St. Rank held Calamos Convertible Opportunities and Income Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.