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CHI

Calamos Convertible Opportunities and Income Fund
CHI

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.5M -$1.97M -177,957 -11%
MCC
2
Mid Continent Capital
Illinois
$14.1M +$41.6K +3,770 +0.3%
LPL Financial
3
LPL Financial
California
$9.27M +$1.98M +179,104 +24%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$8.09M +$7.31M +661,980 +425%
RCM
5
Rivernorth Capital Management
Florida
$6.71M +$7.07M +639,889 +1,658%
GC
6
Guggenheim Capital
Illinois
$5.99M -$355K -32,093 -5%
UBS Group
7
UBS Group
Switzerland
$5.82M -$336K -30,368 -5%
Bank of America
8
Bank of America
North Carolina
$4.65M -$678K -61,412 -12%
WAM
9
Wolverine Asset Management
Illinois
$3.88M +$3.84M +347,310 +776%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$3.26M -$1M -90,819 -22%
DA
11
Doliver Advisors
Texas
$3.09M +$3.05M +276,453 +776%
Invesco
12
Invesco
Georgia
$2.6M +$211K +19,056 +8%
CTC
13
Central Trust Company
Missouri
$2.49M -$67.1K -6,075 -2%
CAN
14
Cetera Advisor Networks
California
$2.19M +$59.3K +5,364 +2%
SFS
15
Shaker Financial Services
Virginia
$2.02M +$1.31M +118,143 +137%
DADC
16
D.A. Davidson & Co
Montana
$1.43M +$889K +80,458 +126%
CP
17
Camelot Portfolios
Ohio
$1.16M +$283K +25,649 +28%
COLIM
18
City of London Investment Management
United Kingdom
$1.1M +$1.23M +111,118 New
FAAS
19
First Allied Advisory Services
California
$1.03M -$1.26M -113,913 -52%
TYCC
20
Texas Yale Capital Corp
Florida
$986K – – –
Citigroup
21
Citigroup
New York
$871K +$792K +71,709 +440%
PA
22
Pinnacle Associates
New York
$754K -$5.52K -500 -0.7%
EGA
23
E&G Advisors
Texas
$657K -$6.63K -600 -0.9%
CRC
24
Curi RMB Capital
Illinois
$620K +$693K +62,740 New
AIG
25
American International Group
New York
$590K +$36.3K +3,287 +6%
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