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CHI

Calamos Convertible Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$20.7M -$410K -42,610 -2%
Morgan Stanley
2
Morgan Stanley
New York
$15.3M -$813K -84,437 -5%
LPL Financial
3
LPL Financial
California
$13.4M -$9.47M -983,256 -43%
Wells Fargo
4
Wells Fargo
California
$12M +$1.96M +203,397 +20%
OA
5
Oxbow Advisors
Texas
$11M -$590K -61,331 -5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$6.46M -$352K -36,527 -5%
GC
7
Guggenheim Capital
Illinois
$5.1M +$82.8K +8,599 +2%
UBS Group
8
UBS Group
Switzerland
$4.66M -$2.66M -276,246 -37%
Bank of America
9
Bank of America
North Carolina
$4.05M +$104K +10,752 +3%
COLIM
10
City of London Investment Management
United Kingdom
$3.16M +$396K +41,138 +15%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.9M +$2.89K +300 +0.1%
AAM
12
Advisors Asset Management
Colorado
$2.33M +$2.28M +237,141 New
CAN
13
Cetera Advisor Networks
California
$2.33M +$84.2K +8,750 +4%
SFS
14
Shaker Financial Services
Virginia
$2.06M +$726K +75,432 +56%
CTC
15
Central Trust Company
Missouri
$2.01M -$110K -11,450 -5%
Invesco
16
Invesco
Georgia
$1.83M -$65K -6,753 -4%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$1.79M +$53.9K +5,601 +3%
DADC
18
D.A. Davidson & Co
Montana
$1.7M +$116K +11,997 +7%
CP
19
Camelot Portfolios
Ohio
$1.49M +$42.2K +4,380 +3%
MIG
20
Mariner Investment Group
New York
$1.08M -$1.51M -157,348 -59%
MWM
21
Merriman Wealth Management
Washington
$1.08M +$1.05M +109,541 New
TYCC
22
Texas Yale Capital Corp
Florida
$980K
FAAS
23
First Allied Advisory Services
California
$631K -$22.6K -2,350 -4%
EGA
24
E&G Advisors
Texas
$624K
PA
25
Pinnacle Associates
New York
$613K +$32K +3,327 +6%