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CHI

Calamos Convertible Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$15.8M +$261K +23,996 +2%
Morgan Stanley
2
Morgan Stanley
New York
$15.8M +$220K +20,249 +1%
Wells Fargo
3
Wells Fargo
California
$13.1M +$1.81M +166,261 +15%
Bank of America
4
Bank of America
North Carolina
$9.51M -$917K -84,166 -9%
GC
5
Guggenheim Capital
Illinois
$7.05M -$560K -51,468 -7%
DADC
6
D.A. Davidson & Co
Montana
$6.89M +$79.4K +7,292 +1%
LPL Financial
7
LPL Financial
California
$6.18M +$54.5K +5,007 +0.9%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$5.98M +$150K +13,782 +2%
AAM
9
Advisors Asset Management
Colorado
$5.89M -$18.9K -1,732 -0.3%
Ameriprise
10
Ameriprise
Minnesota
$5.08M +$290K +26,605 +6%
LC
11
Lindbrook Capital
California
$4.13M -$111K -10,150 -3%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$4.01M +$251K +23,052 +6%
Cohen & Steers
13
Cohen & Steers
New York
$3.91M
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$3M +$1.01M +92,743 +48%
AAS
15
Avantax Advisory Services
Texas
$2.85M +$487K +44,705 +20%
Osaic Holdings
16
Osaic Holdings
Arizona
$2.84M +$549K +50,390 +23%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$2.21M -$10.2K -933 -0.4%
AWM
18
Apollon Wealth Management
South Carolina
$2.12M +$48.5K +4,453 +2%
HI
19
Harbour Investments
Wisconsin
$1.83M +$1.58K +145 +0.1%
CW
20
Connectus Wealth
Ohio
$1.58M -$174K -15,975 -10%
RJA
21
Raymond James & Associates
Florida
$1.54M -$67.4K -6,187 -4%
OC
22
Oppenheimer & Co
New York
$1.53M +$77.2K +7,094 +5%
SIC
23
Samalin Investment Counsel
New York
$1.42M -$184K -16,915 -11%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$1.17M -$19K -1,746 -2%
Truist Financial
25
Truist Financial
North Carolina
$1.02M +$22.1K +2,031 +2%