Focused Wealth Management’s Calamos Convertible Opportunities and Income Fund CHI Stock Holding History

Focused Wealth Management’s Portfolio CHI Stock Details CHI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-500	Closed	-$5K	–	691
2016 Q3	$5K	Hold	500	–	–	﹤0.01%	522
2016 Q2	$5K	Hold	500	–	–	﹤0.01%	518
2016 Q1	$5K	Hold	500	–	–	﹤0.01%	477
2015 Q4	$5K	Hold	500	–	–	﹤0.01%	501
2015 Q3	$5K	Sell	500 -3,599	-88%	-$39.8K	﹤0.01%	486
2015 Q2	$50K	Buy	4,099 +42	+1%	+$544	0.03%	202
2015 Q1	$53K	Buy	4,057 +41	+1%	+$535	0.03%	199
2014 Q4	$51K	Buy	4,016 +539	+16%	+$7.18K	0.04%	188
2014 Q3	$47K	Sell	3,477 -462	-12%	-$6.37K	0.04%	200
2014 Q2	$55K	Buy	3,939 +36	+0.9%	+$495	0.04%	176
2014 Q1	$54K	Buy	3,903 +36	+0.9%	+$496	0.05%	164
2013 Q4	$51K	Buy	3,867 +38	+1%	+$495	0.04%	168
2013 Q3	$48K	Buy	+3,829	New	+$48.3K	0.05%	165

Other funds holding CHI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Focused Wealth Management's CHI Position: Q4 2016 in Review

Focused Wealth Management sold out of Calamos Convertible Opportunities and Income Fund (CHI) in Q4 2016, closing a stake of 500 shares — an estimated $5K sold.

Focused Wealth Management first reported a position in CHI in Q3 2013 and held it in 13 quarters. The position peaked at $55K in Q2 2014. 96 funds tracked by Wall St. Rank hold CHI as of Q4 2016.

Focused Wealth Management reported no remaining Calamos Convertible Opportunities and Income Fund position as of Q4 2016 after selling out during the quarter.
Focused Wealth Management sold 500 Calamos Convertible Opportunities and Income Fund shares in Q4 2016, an estimated $5K.
Focused Wealth Management first reported a position in Calamos Convertible Opportunities and Income Fund in Q3 2013 and held it in 13 quarters.
Focused Wealth Management's Calamos Convertible Opportunities and Income Fund position peaked at $55K in Q2 2014.
96 funds tracked by Wall St. Rank held Calamos Convertible Opportunities and Income Fund as of Q4 2016.

Based on Focused Wealth Management's 13F filing for Q4 2016, filed 14 Feb 2017.