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CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Delisted

CEM was delisted on the 6th of September, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
DADC
26
D.A. Davidson & Co
Montana
– -$363K -7,664 Closed
LCM
27
Landscape Capital Management
New Jersey
– -$348K -7,336 Closed
JP Morgan Chase
28
JP Morgan Chase
New York
– -$315K -6,646 Closed
IWA
29
Icon Wealth Advisors
Texas
– -$294K -6,637 Closed
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
– -$231K -4,873 Closed
SS
31
Sunbelt Securities
Texas
– -$220K -4,642 Closed
EBA
32
Eagle Bay Advisors
New York
– -$137K -2,900 Closed
GWSG
33
GPS Wealth Strategies Group
Colorado
– -$133K -2,801 Closed
HGA
34
Hobbs Group Advisors
South Carolina
– -$127K -2,679 Closed
MG
35
Mather Group
Illinois
– -$97.5K -2,130 Closed
AWM
36
Activest Wealth Management
Florida
– -$94.8K -2,000 Closed
HIA
37
Harbor Investment Advisory
Maryland
– -$89.7K -1,893 Closed
Comerica Bank
38
Comerica Bank
Texas
– -$79.2K -1,670 Closed
Northwestern Mutual Wealth Management
39
Northwestern Mutual Wealth Management
Wisconsin
– -$43K -907 Closed
BBPWM
40
Blue Bell Private Wealth Management
Pennsylvania
– -$39K -822 Closed
GJWM
41
Gilliland Jeter Wealth Management
Arkansas
– -$30.8K -650 Closed
BWL
42
Bogart Wealth LLC
Virginia
– -$29.6K -625 Closed
ADL
43
Asset Dedication LLC
California
– -$23.7K -500 Closed
LI
44
LRI Investments
Florida
– -$19.4K -409 Closed
Carson Wealth (CWM LLC)
45
Carson Wealth (CWM LLC)
Nebraska
– -$14K -300 Closed
PSB
46
Piscataqua Savings Bank
New Hampshire
– -$10.1K -214 Closed
NS
47
NBC Securities
Alabama
– -$9K -201 Closed
AW
48
Avion Wealth
Texas
– -$9K -200 Closed
SWA
49
SOA Wealth Advisors
New York
– -$8.56K -181 Closed
CPA
50
Clear Point Advisors
New York
– -$7.12K -150 Closed
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