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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GWM
51
Geneos Wealth Management
Colorado
$13K
SHJ
52
Sharkey, Howes & Javer
Colorado
$12K
AF
53
Advisornet Financial
Minnesota
$11K +$13.4K +400 New
BFEC
54
Benjamin F. Edwards & Company
Missouri
$9K +$11.1K +331 New
WAP
55
Wealthcare Advisory Partners
Pennsylvania
$7K
BWL
56
Bogart Wealth LLC
Virginia
$6K
US Bancorp
57
US Bancorp
Minnesota
$3K -$3.79K -113 -50%
CIAS
58
Capital Investment Advisory Services
North Carolina
$3K +$3.36K +100 New
JA
59
JOYN Advisors
Georgia
$1K -$10.2K -304 -89%
NSIM
60
North Star Investment Management
Illinois
$1K
AFA
61
Arlington Financial Advisors
California
-$1.77M -49,611 Closed
CCP
62
Clough Capital Partners
Massachusetts
-$1.01M -27,300 Closed
NMC
63
Nine Masts Capital
Hong Kong
-$673K -18,200 Closed
FAM
64
Formidable Asset Management
Ohio
-$611K -16,590 Closed
MML Investors Services
65
MML Investors Services
Massachusetts
-$571K -15,419 Closed
Creative Planning
66
Creative Planning
Kansas
-$446K -12,053 Closed
IFWM
67
Institute for Wealth Management
Colorado
-$413K -11,143 Closed
WAM
68
Wolverine Asset Management
Illinois
-$378K -10,218 Closed
Ameriprise
69
Ameriprise
Minnesota
-$289K -7,815 Closed
HCM
70
Hudson Capital Management
New Jersey
-$260K -7,014 Closed
BSW
71
Buckingham Strategic Wealth
Missouri
-$243K -6,573 Closed
Bank of Nova Scotia
72
Bank of Nova Scotia
Ontario, Canada
-$212K -5,730 Closed
PPA
73
Parametric Portfolio Associates
Washington
-$209K -5,646 Closed
AA
74
Ancora Advisors
Ohio
-$185K -5,000 Closed
SPIA
75
Steward Partners Investment Advisory
New York
-$75K -2,016 Closed