NMC
BTO

Nine Masts Capital’s John Hancock Financial Opportunities Fund BTO Stock Holding History

Nine Masts Capital’s Portfolio BTO Stock Details BTO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q4 		– Sell
-18,200
Closed -$673K – 203
2018
Q3 		$673K Sell
18,200
-13,900
-43% -$531K 0.18% 126
2018
Q2 		$1.19M Buy
+32,100
New +$1.24M 0.23% 71

Other funds holding BTO

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
PP
Patten & Patten Chattanooga, Tennessee $1.66B AUM 18.12% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
NSAM
North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Nine Masts Capital's BTO Position: Q4 2018 in Review

Nine Masts Capital sold out of John Hancock Financial Opportunities Fund (BTO) in Q4 2018, closing a stake of 18,200 shares — an estimated $673K sold.

Nine Masts Capital first reported a position in BTO in Q2 2018 and held it in 2 quarters. The position peaked at $1.19M in Q2 2018. 61 funds tracked by Wall St. Rank hold BTO as of Q4 2018.

  • Nine Masts Capital reported no remaining John Hancock Financial Opportunities Fund position as of Q4 2018 after selling out during the quarter.
  • Nine Masts Capital sold 18,200 John Hancock Financial Opportunities Fund shares in Q4 2018, an estimated $673K.
  • Nine Masts Capital first reported a position in John Hancock Financial Opportunities Fund in Q2 2018 and held it in 2 quarters.
  • Nine Masts Capital's John Hancock Financial Opportunities Fund position peaked at $1.19M in Q2 2018.
  • 61 funds tracked by Wall St. Rank held John Hancock Financial Opportunities Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.