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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Nomura Holdings
51
Nomura Holdings
Japan
$2K +$2.31K +100 New
Deutsche Bank
52
Deutsche Bank
Germany
$1K
SG Americas Securities
53
SG Americas Securities
New York
-$583K -24,744 Closed
PP
54
Paloma Partners
Connecticut
-$497K -21,091 Closed
VKH
55
Virtu KCG Holdings
New York
-$259K -10,989 Closed
OC
56
Oppenheimer & Co
New York
-$259K -10,988 Closed
Cambridge Investment Research Advisors
57
Cambridge Investment Research Advisors
Iowa
-$233K -9,893 Closed
TRCT
58
Tower Research Capital (TRC)
New York
-$72K -3,060 Closed
Bank of Montreal
59
Bank of Montreal
Ontario, Canada
-$47K -2,000 Closed
MBT
60
Monroe Bank & Trust
Michigan
-$35K -1,493 Closed