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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
26
Ameriprise
Minnesota
$308K +$7.67K +211 +2%
HighTower Advisors
27
HighTower Advisors
Illinois
$300K +$291 +8 +0.1%
WS
28
Wedbush Securities
California
$295K -$5.82K -160 -2%
JWCA
29
J.W. Cole Advisors
Florida
$280K -$15.9K -437 -5%
Mariner
30
Mariner
Kansas
$278K -$196K -5,396 -38%
WI
31
Wintrust Investments
Illinois
$265K +$3.2K +88 +1%
LMKC
32
L.M. Kohn & Company
Ohio
$262K -$618 -17 -0.2%
OC
33
Oppenheimer & Co
New York
$254K -$109 -3 -0%
Osaic Holdings
34
Osaic Holdings
Arizona
$243K +$52.1K +1,432 +23%
AWE
35
Avidian Wealth Enterprises
Texas
$242K -$40.7K -1,120 -13%
JMPWA
36
JP Morgan Private Wealth Advisors
California
$240K +$3.34K +92 +1%
PG
37
Patten Group
Tennessee
$224K -$10.9K -300 -4%
MC
38
Moors & Cabot
Massachusetts
$208K
AWS
39
Atria Wealth Solutions
New York
$202K -$279K -7,684 -55%
AF
40
Allworth Financial
California
$111K -$16.6K -456 -11%
Rockefeller Capital Management
41
Rockefeller Capital Management
New York
$107K +$118K +3,250 +2,289%
TWM
42
Tradition Wealth Management
Minnesota
$64K
AIM
43
Axiom Investment Management
New York
$63K +$72.7K +2,000 New
HWMA
44
Heritage Wealth Management (Arizona)
Arizona
$47K
APA
45
American Portfolios Advisors
New York
$33.5K +$473 +13 +1%
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$21K
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$20K
TF
48
TimeScale Financial
Massachusetts
$17K +$327 +9 +2%
PTC
49
Private Trust Company
Ohio
$16K
TPCW
50
TD Private Client Wealth
New York
$13.6K