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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IFWM
26
Institute for Wealth Management
Colorado
$421K
DADC
27
D.A. Davidson & Co
Montana
$418K -$4.68K -134 -1%
Ameriprise
28
Ameriprise
Minnesota
$411K +$25.1K +720 +7%
Goldman Sachs
29
Goldman Sachs
New York
$391K +$355K +10,165 New
WS
30
Wedbush Securities
California
$341K +$279 +8 +0.1%
PG
31
Patten Group
Tennessee
$328K +$297K +8,525 New
NFG
32
Next Financial Group
Texas
$323K +$225K +6,445 +327%
Invesco
33
Invesco
Georgia
$321K -$150K -4,291 -34%
OC
34
Oppenheimer & Co
New York
$286K +$259K +7,429 New
CAG
35
Csenge Advisory Group
Florida
$278K +$248K +7,117 New
MC
36
Moors & Cabot
Massachusetts
$260K +$237K +6,805 New
NB
37
Nicolet Bankshares
Wisconsin
$235K +$213K +6,110 New
Creative Planning
38
Creative Planning
Kansas
$233K +$211K +6,055 New
GC
39
Guggenheim Capital
Illinois
$232K +$210K +6,025 New
HighTower Advisors
40
HighTower Advisors
Illinois
$218K +$198K +5,661 New
Osaic Holdings
41
Osaic Holdings
Arizona
$179K -$38K -1,088 -19%
AF
42
Advisornet Financial
Minnesota
$158K +$314 +9 +0.2%
FIA
43
FNY Investment Advisers
New York
$121K +$86K +2,464 +358%
WAM
44
Wolverine Asset Management
Illinois
$114K +$104K +2,977 New
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$102K -$279 -8 -0.3%
Carson Wealth (CWM LLC)
46
Carson Wealth (CWM LLC)
Nebraska
$85K
GWM
47
Geneos Wealth Management
Colorado
$80K +$12.7K +365 +21%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$75K -$44.7K -1,281 -40%
VFA
49
Valeo Financial Advisors
Indiana
$66K +$59.6K +1,708 New
APA
50
American Portfolios Advisors
New York
$60.9K +$15.9K +456 +40%