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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$251K +$5.83K +266 +2%
Ameriprise
27
Ameriprise
Minnesota
$247K -$66.2K -3,019 -21%
DADC
28
D.A. Davidson & Co
Montana
$242K +$13.7K +627 +6%
IFWM
29
Institute for Wealth Management
Colorado
$235K
ASN
30
Advisory Services Network
Georgia
$170K +$174K +7,950 New
Osaic Holdings
31
Osaic Holdings
Arizona
$144K -$376K -17,144 -72%
WEC
32
Winslow Evans & Crocker
Massachusetts
$124K -$70.2K -3,200 -36%
AF
33
Advisornet Financial
Minnesota
$105K +$62.7K +2,861 +140%
Carson Wealth (CWM LLC)
34
Carson Wealth (CWM LLC)
Nebraska
$85K
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$84K +$84.4K +3,848 +4,810%
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$60K -$1.12K -51 -2%
CHAM
37
Clear Harbor Asset Management
Connecticut
$38.4K +$39.3K +1,794 New
EP
38
Eudaimonia Partners
Tennessee
$36K +$746 +34 +2%
GWM
39
Geneos Wealth Management
Colorado
$34K
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$33K -$1.65K -75 -5%
Rockefeller Capital Management
41
Rockefeller Capital Management
New York
$30K -$87.3K -3,981 -74%
BFEC
42
Benjamin F. Edwards & Company
Missouri
$26K
NFG
43
Next Financial Group
Texas
$19K +$19.7K +900 New
OC
44
Oakworth Capital
Alabama
$15K
ARMC
45
American Research & Management Company
Massachusetts
$13K +$13.3K +606 New
TF
46
TimeScale Financial
Massachusetts
$10K +$263 +12 +3%
TPCW
47
TD Private Client Wealth
New York
$9.24K
TCM
48
Tradewinds Capital Management
Washington
$7K +$7.19K +328 New
WCG
49
Weaver Consulting Group
California
$6K
LGWM
50
Litman Gregory Wealth Management
California
$6K +$6.05K +276 New