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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NB
26
Nicolet Bankshares
Wisconsin
$505K
WEC
27
Winslow Evans & Crocker
Massachusetts
$498K -$5.82K -150 -1%
BTS
28
BB&T Securities
Virginia
$494K -$8.06K -208 -2%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$447K +$21.9K +566 +5%
IFWM
30
Institute for Wealth Management
Colorado
$417K
Creative Planning
31
Creative Planning
Kansas
$414K +$432K +11,135 New
WS
32
Wedbush Securities
California
$338K +$70.8K +1,826 +25%
DADC
33
D.A. Davidson & Co
Montana
$335K +$5.2K +134 +2%
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$276K -$144K -3,703 -33%
HCM
35
Hudson Capital Management
New Jersey
$261K
BSW
36
Buckingham Strategic Wealth
Missouri
$245K
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$233K
PPA
38
Parametric Portfolio Associates
Washington
$210K +$3.49K +90 +2%
M&T Bank
39
M&T Bank
New York
$202K -$21.5K -555 -9%
US Bancorp
40
US Bancorp
Minnesota
$123K -$1.16K -30 -0.9%
LFA
41
Legacy Financial Advisors
Kentucky
$86K
SPIA
42
Steward Partners Investment Advisory
New York
$60K
TRCT
43
Tower Research Capital (TRC)
New York
$56K +$58.5K +1,509 New
CFN
44
Cordasco Financial Network
Florida
$37K
GT
45
Glenmede Trust
Pennsylvania
$37K +$38.8K +1,000 New
SEI Investments
46
SEI Investments
Pennsylvania
$34K +$6.05K +156 +21%
APA
47
American Portfolios Advisors
New York
$32.6K -$2.33K -60 -6%
RFM
48
Royal Fund Management
Florida
$31K
OC
49
Oakworth Capital
Alabama
$26K
Northwestern Mutual Wealth Management
50
Northwestern Mutual Wealth Management
Wisconsin
$23K -$7.75K -200 -25%