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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of Montreal
26
Bank of Montreal
Ontario, Canada
$442K +$161K +4,641 +64%
WEC
27
Winslow Evans & Crocker
Massachusetts
$425K -$157K -4,531 -28%
IFWM
28
Institute for Wealth Management
Colorado
$417K
WS
29
Wedbush Securities
California
$307K -$23.6K -679 -8%
DADC
30
D.A. Davidson & Co
Montana
$303K +$97.2K +2,800 +52%
PAG
31
Private Advisor Group
New Jersey
$230K -$22.4K -646 -10%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$222K +$86.1K +2,481 +71%
CFB
33
Cullen/Frost Bankers
Texas
$215K +$200K +5,771 New
US Bancorp
34
US Bancorp
Minnesota
$127K +$7.36K +212 +7%
SPIA
35
Steward Partners Investment Advisory
New York
$104K
SEI Investments
36
SEI Investments
Pennsylvania
$37K +$34.7K +1,000 New
First Manhattan
37
First Manhattan
New York
$28K
OC
38
Oakworth Capital
Alabama
$23K
NFG
39
Next Financial Group
Texas
$19K -$98.5K -2,837 -85%
GWM
40
Geneos Wealth Management
Colorado
$18K
ASN
41
Advisory Services Network
Georgia
$17K -$76K -2,190 -83%
SHJ
42
Sharkey, Howes & Javer
Colorado
$16K
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$12K
Manulife (Manufacturers Life Insurance)
44
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$12K +$11.5K +331 New
BWL
45
Bogart Wealth LLC
Virginia
$9K +$8.02K +231 New
JCM
46
Jacobi Capital Management
Pennsylvania
$8K
MFW
47
Mosaic Family Wealth
Missouri
$8K +$7.12K +205 New
IA
48
IFP Advisors
Florida
$5K
Citigroup
49
Citigroup
New York
$4K
NSIM
50
North Star Investment Management
Illinois
$2K