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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CWM
26
Concert Wealth Management
California
$319K
GW
27
GW & Wade
Massachusetts
$319K +$312K +11,500 New
JMPWA
28
JP Morgan Private Wealth Advisors
California
$289K +$2.66K +98 +1%
WS
29
Wedbush Securities
California
$217K -$6.18K -228 -3%
DADC
30
D.A. Davidson & Co
Montana
$127K
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$111K -$19K -700 -15%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$85K +$12.3K +452 +17%
Creative Planning
33
Creative Planning
Kansas
$76K
JIR
34
James Investment Research
Ohio
$43K +$42.2K +1,557 New
PSUF
35
People's United Financial
Connecticut
$28K
First Manhattan
36
First Manhattan
New York
$21K -$27 -1 -0.1%
GWM
37
Geneos Wealth Management
Colorado
$14K -$5.86K -216 -30%
MFS
38
MSI Financial Services
Massachusetts
$14K
SHJ
39
Sharkey, Howes & Javer
Colorado
$11K
AIM
40
Advantage Investment Management
Iowa
$6K
US Bancorp
41
US Bancorp
Minnesota
$5K
Citigroup
42
Citigroup
New York
$4K +$3.66K +135 New
NFG
43
Next Financial Group
Texas
$2K
DA
44
Doliver Advisors
Texas
-$729K -28,254 Closed
FHA
45
First Horizon Advisors
Tennessee
-$82K -3,200 Closed
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
-$53.8K -1,985 -100%
CTC
47
Central Trust Company
Missouri
-$13K -500 Closed
TRCT
48
Tower Research Capital (TRC)
New York
-$3K -100 Closed
Deutsche Bank
49
Deutsche Bank
Germany
-$2K -83 Closed