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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$156K -$35.4K -1,533 -20%
DADC
27
D.A. Davidson & Co
Montana
$111K -$46.2K -2,000 -30%
WEC
28
Winslow Evans & Crocker
Massachusetts
$99.7K -$23.1K -1,001 -20%
FHA
29
First Horizon Advisors
Tennessee
$78K
Creative Planning
30
Creative Planning
Kansas
$61K -$23.1K -1,000 -29%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$61K +$3.67K +159 +7%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$48K +$45.7K +1,980 +198,000%
PSUF
33
People's United Financial
Connecticut
$24K
First Manhattan
34
First Manhattan
New York
$18K
GWM
35
Geneos Wealth Management
Colorado
$18K +$16.6K +718 New
MFS
36
MSI Financial Services
Massachusetts
$12K -$11.5K -500 -49%
CTC
37
Central Trust Company
Missouri
$12K
SHJ
38
Sharkey, Howes & Javer
Colorado
$10K
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$9K
FCCM
40
First City Capital Management
Georgia
$5.47K
US Bancorp
41
US Bancorp
Minnesota
$5K -$5.56K -241 -56%
AIM
42
Advantage Investment Management
Iowa
$5K
Deutsche Bank
43
Deutsche Bank
Germany
$2K
NFG
44
Next Financial Group
Texas
$1K
HSBC Holdings
45
HSBC Holdings
United Kingdom
-$956K -34,110 Closed
WS
46
Wedbush Securities
California
-$247K -8,824 Closed
PPA
47
Parametric Portfolio Associates
Washington
-$227K -8,096 Closed
MCM
48
Manchester Capital Management
Vermont
-$31K -1,100 Closed
AIG
49
American International Group
New York
-$14K -500 Closed
MSFP
50
Mark Sheptoff Financial Planning
Connecticut
-$14K -500 Closed