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PIMCO Active Bond Exchange-Traded Fund
BOND

Overview Fund Activity

203 hedge funds and large institutions have $1.12B invested in PIMCO Active Bond Exchange-Traded Fund in 2014 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 87 increasing their positions, 59 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
203
Holders Change
+2
Holders Change %
+1%
% of All Funds
5.87%
Holding in Top 10
15
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.43%
New
21
Increased
87
Reduced
59
Closed
19
Calls
$10.6M
Puts
$480K
Net Calls
+$10.1M
Net Calls Change
+$2.58M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$32.2M
2
UCFA
2
United Capital Financial Advisors
Texas
$20M
3
Bank of America
3
Bank of America
North Carolina
$83.7M
4
NIM
4
Northeast Investment Management
Massachusetts
$11.4M
5
Jane Street
5
Jane Street
New York
$11.3M

Top Sellers

1
IAS
1
INR Advisory Services
Pennsylvania
$1.69M
2
AAS
2
Annex Advisory Services
Wisconsin
$2.22M
3
Goldman Sachs
3
Goldman Sachs
New York
$373K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.2M
5
Morgan Stanley
5
Morgan Stanley
New York
$96.7M
Name Holding Trade Value Shares
Change 		Shares
Change %
Deutsche Bank
26
Deutsche Bank
Germany
$9.4M – – –
CS
27
Credit Suisse
Switzerland
$9.14M +$344K +3,228 +4%
BAAM
28
Baker Avenue Asset Management
California
$8.41M +$409K +3,831 +5%
BC
29
Bartlett & Co
Ohio
$8.32M +$1.44M +13,531 +21%
VC
30
Vicus Capital
Pennsylvania
$8.11M +$3.8M +35,595 +88%
RMC
31
Regis Management Company
California
$7.89M +$2.56M +24,010 +48%
LGWM
32
Litman Gregory Wealth Management
California
$7.65M -$430K -4,032 -5%
DADC
33
D.A. Davidson & Co
Montana
$7.12M -$3.87M -36,286 -35%
GA
34
Gateway Advisory
New Jersey
$6.58M +$785K +7,361 +14%
SC
35
SouthState Corp
Florida
$6.23M +$845K +7,924 +16%
CIBC World Market
36
CIBC World Market
Ontario, Canada
$5.64M +$1.35M +12,612 +31%
PA
37
Pinnacle Associates
New York
$5.6M +$367K +3,445 +7%
BTS
38
BB&T Securities
Virginia
$5.44M +$32K +30 +0.6%
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$5.18M +$1.01M +9,483 +24%
SC
40
Scotia Capital
Ontario, Canada
$5.1M +$3.37M +31,682 +196%
PNAA
41
Pictet North America Advisors
Switzerland
$5.08M +$66.3K +622 +1%
ACM
42
Avalon Capital Management
California
$4.87M -$544K -5,100 -10%
ECM
43
ETrade Capital Management
Virginia
$4.86M +$493K +4,621 +11%
MFP
44
Mosaic Financial Partners
California
$4.52M +$419K +3,925 +10%
HFS
45
HL Financial Services
Kentucky
$4.42M +$168K +1,576 +4%
MAM
46
Meeder Asset Management
Ohio
$4.22M +$98.1K +920 +2%
QCMC
47
Quantum Capital Management (California)
California
$4.17M +$97.2K +911 +2%
AIM
48
Allen Investment Management
New York
$4M +$1.61M +15,100 +67%
HighTower Advisors
49
HighTower Advisors
Illinois
$3.71M +$239K +2,245 +7%
BFG
50
Bouchey Financial Group
New York
$3.66M +$144K +1,350 +4%
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