Allen Investment Management’s PIMCO Active Bond Exchange-Traded Fund BOND Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-18,326	Closed	-$1.91M	–	211
2016 Q4	$1.91M	Hold	18,326	–	–	0.11%	69
2016 Q3	$1.98M	Hold	18,326	–	–	0.13%	64
2016 Q2	$1.97M	Buy	18,326 +1,800	+11%	+$191K	0.14%	63
2016 Q1	$1.74M	Hold	16,526	–	–	0.14%	64
2015 Q4	$1.72M	Hold	16,526	–	–	0.14%	64
2015 Q3	$1.74M	Hold	16,526	–	–	0.17%	74
2015 Q2	$1.77M	Sell	16,526 -4,084	-20%	-$442K	0.17%	67
2015 Q1	$2.27M	Hold	20,610	–	–	0.17%	70
2014 Q4	$2.21M	Sell	20,610 -44,309	-68%	-$4.83M	0.17%	72
2014 Q3	$7.05M	Buy	64,919 +24,150	+59%	+$2.63M	0.58%	46
2014 Q2	$4.44M	Buy	40,769 +3,240	+9%	+$350K	0.47%	52
2014 Q1	$4M	Buy	37,529 +15,100	+67%	+$1.6M	0.62%	42
2013 Q4	$2.35M	Sell	22,429 -3,400	-13%	-$360K	0.5%	41
2013 Q3	$2.73M	Hold	25,829	–	–	0.75%	20
2013 Q2	$2.72M	Buy	+25,829	New	+$2.82M	1.05%	17