Innovator US Equity Buffer ETF October
BOCT
34 hedge funds and large institutions have $34.1M invested in Innovator US Equity Buffer ETF October in 2020 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 3 increasing their positions, 17 reducing their positions, and 4 closing their positions.
100% more first-time investments, than exits
New positions opened: 8 | Existing positions closed: 4
13% more funds holding
Funds holding: 30 → 34 (+4)
17.23% less ownership
Funds ownership: 69.73% → 52.5% (-17%)
45% less capital invested
Capital invested by funds: $62.3M → $34.1M (-$28.2M)
50% less funds holding in top 10
Funds holding in top 10: 2 → 1 (-1)
82% less repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 17
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SPC
Sigma Planning Corp
Ann Arbor,
Michigan
|
+$1.98M |
| 2 |
Citadel Advisors
Miami,
Florida
|
+$1.7M |
| 3 |
AAS
Avantax Advisory Services
Dallas,
Texas
|
+$536K |
| 4 |
DI
DFPG Investments
Sandy,
Utah
|
+$264K |
| 5 |
BWM
BCS Wealth Management
Johnson City,
Tennessee
|
+$235K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BMM
Berkshire Money Management
Dalton,
Massachusetts
|
-$30.8M |
| 2 |
MWM
Maltin Wealth Management
Ridgewood,
New Jersey
|
-$2.83M |
| 3 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$851K |
| 4 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$576K |
| 5 |
Osaic Holdings
Scottsdale,
Arizona
|
-$537K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
JWCA
26
J.W. Cole Advisors
Tampa,
Florida
| $223K | +$217K | +8,000 | New |
|
|
CAN
27
Cetera Advisor Networks
El Segundo,
California
| $213K | -$27.8K | -1,026 | -12% |
|
|
CFA
28
Carroll Financial Associates
Charlotte,
North Carolina
| $48K | – | – | – |
|
|
CCM
29
Covington Capital Management
Los Angeles,
California
| $32K | +$31.2K | +1,150 | New |
|
|
KCM
30
Kathmere Capital Management
Wayne,
Pennsylvania
| $28K | +$27.4K | +1,011 | New |
|
|
WCG
31
Weaver Consulting Group
Huntington Beach,
California
| $11K | – | – | – |
|
|
IA
32
IFP Advisors
Tampa,
Florida
| $9K | -$6.1K | -225 | -40% |
|
|
SWM
33
Sugarloaf Wealth Management
Duluth,
Georgia
| $4K | – | – | – |
|
|
GEA
34
Glen Eagle Advisors
Kingston,
New Jersey
| $2.79K | – | – | – |
|
|
OMC
35
Old Mission Capital
Chicago,
Illinois
| – | -$851K | -32,861 | Closed |
|
36
Jane Street
New York
| – | -$399K | -15,408 | Closed |
|
37
Koshinski Asset Management
Decatur,
Illinois
| – | -$369K | -14,235 | Closed |
|
38
UBS Group
Zurich,
Switzerland
| – | -$27K | -1,055 | Closed |
|
BOCT Hedge Fund Activity: Q3 2020 in Review
34 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Buffer ETF October (BOCT) for Q3 2020, worth a combined $34.1M — down 45% from $62.3M a quarter earlier.
Buyers outnumbered sellers: 8 funds opened new BOCT positions and 4 closed out — a net gain of 4 holders — while 3 added to existing stakes and 17 trimmed.
The largest buyer was Sigma Planning Corp, opening a new position worth an estimated $1.98M. The largest seller was Berkshire Money Management, cutting an estimated $30.8M.
- 34 institutional investors held Innovator US Equity Buffer ETF October (BOCT) as of Q3 2020, up from 30 in Q2 2020.
- Funds reported $34.1M of Innovator US Equity Buffer ETF October stock for Q3 2020, down 45% quarter-over-quarter.
- 8 funds opened new Innovator US Equity Buffer ETF October positions in Q3 2020 and 4 closed out, a net change of +4 holders.
- The largest Innovator US Equity Buffer ETF October buyer in Q3 2020 was Sigma Planning Corp, an estimated $1.98M added.
- The largest Innovator US Equity Buffer ETF October seller in Q3 2020 was Berkshire Money Management, an estimated $30.8M sold.
Based on aggregated 13F filings for Q3 2020.