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Barings Global Short Duration High Yield Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Thrivent Financial for Lutherans
26
Thrivent Financial for Lutherans
Minnesota
$325K – – –
MCM
27
McRae Capital Management
New Jersey
$308K +$4.28K +294 +1%
Lido Advisors
28
Lido Advisors
California
$286K – – –
Osaic Holdings
29
Osaic Holdings
Arizona
$285K +$10.7K +738 +4%
Jefferies Financial Group
30
Jefferies Financial Group
New York
$250K +$109K +7,500 +69%
CSC
31
Caldwell Sutter Capital
California
$224K – – –
HWAM
32
Hennion & Walsh Asset Management
New Jersey
$221K -$186K -12,771 -44%
Barings
33
Barings
North Carolina
$217K +$5.64K +388 +2%
MML Investors Services
34
MML Investors Services
Massachusetts
$211K -$14.4K -988 -6%
Oppenheimer & Co
35
Oppenheimer & Co
New York
$184K +$26.1K +1,792 +15%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$180K +$192K +13,207 New
Fifth Third Bancorp
37
Fifth Third Bancorp
Ohio
$164K +$174K +12,000 New
FFA
38
Founders Financial Alliance
North Carolina
$144K +$6.76K +465 +5%
Mount Yale Investment Advisors
39
Mount Yale Investment Advisors
Colorado
$138K – – –
Vestmark Advisory Solutions
40
Vestmark Advisory Solutions
Massachusetts
$137K – – –
IFG Advisory
41
IFG Advisory
Georgia
$92.9K +$98.9K +6,800 New
Allworth Financial
42
Allworth Financial
California
$83.3K – – –
UBS Group
43
UBS Group
Switzerland
$83.1K -$138K -9,466 -61%
Rockefeller Capital Management
44
Rockefeller Capital Management
New York
$53.7K -$116K -8,000 -67%
HIC
45
Hamrick Investment Counsel
Washington
$37.2K +$39.3K +2,700 New
SWA
46
SOA Wealth Advisors
New York
$36.4K +$945 +65 +2%
Northwestern Mutual Wealth Management
47
Northwestern Mutual Wealth Management
Wisconsin
$25.1K -$21.8K -1,500 -45%
FIA
48
FNY Investment Advisers
New York
$10K +$11.6K +800 New
Carson Wealth (CWM LLC)
49
Carson Wealth (CWM LLC)
Nebraska
$7.65K – – –
HWP
50
Highline Wealth Partners
California
$2.73K – – –