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Barings Global Short Duration High Yield Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$333K +$10.1K +776 +3%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$319K +$35K +2,683 +12%
CHAM
28
Clear Harbor Asset Management
Connecticut
$295K – – –
Baird Financial Group
29
Baird Financial Group
Wisconsin
$283K – – –
Raymond James Financial Services Advisors
30
Raymond James Financial Services Advisors
Florida
$276K -$2.94K -225 -1%
UBS Group
31
UBS Group
Switzerland
$262K -$32.2K -2,468 -11%
MCM
32
McRae Capital Management
New Jersey
$254K +$2.86K +219 +1%
CSC
33
Caldwell Sutter Capital
California
$241K – – –
MML Investors Services
34
MML Investors Services
Massachusetts
$204K +$23K +1,762 +13%
IFG Advisory
35
IFG Advisory
Georgia
$192K – – –
Cetera Advisor Networks
36
Cetera Advisor Networks
California
$166K +$166K +12,699 New
ICMP
37
Integrated Capital Management (Pennsylvania)
Pennsylvania
$159K +$159K +12,173 New
Barings
38
Barings
North Carolina
$154K +$3.7K +283 +2%
Advisory Services Network
39
Advisory Services Network
Georgia
$143K -$5.73K -439 -4%
MGO One Seven
40
MGO One Seven
Ohio
$143K +$78 +6 +0.1%
TCA
41
Transcend Capital Advisors
New Jersey
$130K – – –
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$102K +$102K +7,800 New
EL
43
EMFO LLC
Florida
$95.8K – – –
Steward Partners Investment Advisory
44
Steward Partners Investment Advisory
New York
$82.7K – – –
CWC
45
Carolinas Wealth Consulting
North Carolina
$55.9K – – –
SWA
46
SOA Wealth Advisors
New York
$29.2K – – –
GEA
47
Glen Eagle Advisors
New Jersey
$22.2K – – –
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$13.9K -$17.4K -1,334 -56%
Carson Wealth (CWM LLC)
49
Carson Wealth (CWM LLC)
Nebraska
$13K +$12.7K +971 New
FIA
50
FNY Investment Advisers
New York
$10K – – –