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BGH

Barings Global Short Duration High Yield Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SWM
26
SeaCrest Wealth Management
New York
$335K -$14.8K -1,056 -5%
Thrivent Financial for Lutherans
27
Thrivent Financial for Lutherans
Minnesota
$307K +$284K +20,343 New
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$257K +$71.3K +5,102 +43%
FF
29
FourThought Financial
Florida
$233K +$216K +15,453 New
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$226K -$14.3K -1,021 -6%
M&T Bank
31
M&T Bank
New York
$226K +$98 +7 +0%
MOS
32
MGO One Seven
Ohio
$194K +$377 +27 +0.2%
Citigroup
33
Citigroup
New York
$173K +$160K +11,459 New
ASN
34
Advisory Services Network
Georgia
$170K -$1.72K -123 -1%
LPL Financial
35
LPL Financial
California
$169K +$10.1K +726 +7%
BHWA
36
Beacon Harbor Wealth Advisors
Virginia
$166K +$154K +11,000 New
B
37
Barings
North Carolina
$126K
GLLW
38
Graves Light Lenhart Wealth
Virginia
$121K +$112K +8,000 New
CWC
39
Carolinas Wealth Consulting
North Carolina
$111K
APA
40
American Portfolios Advisors
New York
$83.4K +$77.2K +5,525 New
Rockefeller Capital Management
41
Rockefeller Capital Management
New York
$75K +$27.9K +2,000 +67%
FIA
42
FNY Investment Advisers
New York
$71K +$66.3K +4,743 New
SWA
43
SOA Wealth Advisors
New York
$34K +$31.2K +2,236 New
GEA
44
Glen Eagle Advisors
New Jersey
$33.2K
WEC
45
Winslow Evans & Crocker
Massachusetts
$8K
PCIA
46
Prime Capital Investment Advisors
Kansas
$4K
WS
47
Wedbush Securities
California
-$357K -26,796 Closed
SPIA
48
Steward Partners Investment Advisory
New York
-$32K -2,400 Closed
CSPIA
49
Cary Street Partners Investment Advisory
Virginia
-$7K -500 Closed
Northwestern Mutual Wealth Management
50
Northwestern Mutual Wealth Management
Wisconsin
-$7K -500 Closed