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Barings Global Short Duration High Yield Fund

Name Holding Trade Value Shares
Change
Change in
Stake
M&T Bank
26
M&T Bank
New York
$189K – – –
LCM
27
Landscape Capital Management
New Jersey
$187K – – –
MGO One Seven
28
MGO One Seven
Ohio
$161K +$406 +35 +0.3%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$150K -$8.54K -736 -6%
Advisory Services Network
30
Advisory Services Network
Georgia
$137K +$40.4K +3,478 +47%
LPL Financial
31
LPL Financial
California
$134K – – –
Barings
32
Barings
North Carolina
$105K – – –
GEA
33
Glen Eagle Advisors
New Jersey
$57.8K – – –
Rockefeller Capital Management
34
Rockefeller Capital Management
New York
$38K +$11.6K +1,000 +50%
Valeo Financial Advisors
35
Valeo Financial Advisors
Indiana
$25K – – –
Steward Partners Investment Advisory
36
Steward Partners Investment Advisory
New York
$19K +$1.74K +150 +11%
WEC
37
Winslow Evans & Crocker
Massachusetts
$7K – – –
FWM
38
FSA Wealth Management
Massachusetts
$6K +$5.8K +500 New
Saba Capital Management
39
Saba Capital Management
New York
– -$2.05M -183,967 Closed
Baird Financial Group
40
Baird Financial Group
Wisconsin
– -$622K -55,894 Closed
OFG
41
OTA Financial Group
New York
– -$467K -41,984 Closed
Janney Montgomery Scott
42
Janney Montgomery Scott
Pennsylvania
– -$180K -16,152 Closed
Choreo LLC
43
Choreo LLC
Illinois
– -$178K -15,760 Closed
Curi RMB Capital
44
Curi RMB Capital
Illinois
– -$131K -11,776 Closed
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
– -$114K -10,247 Closed
AIC
46
Ameritas Investment Company
Nebraska
– -$55K -4,916 Closed
VRM
47
Vectors Research Management
New York
– -$3K -300 Closed