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BGH

Barings Global Short Duration High Yield Fund
BGH

Name Holding Trade Value Shares
Change 		Change in
Stake
VC
26
Vicus Capital
Pennsylvania
$188K -$24.1K -1,503 -8%
Janney Montgomery Scott
27
Janney Montgomery Scott
Pennsylvania
$180K -$13.9K -867 -5%
CL
28
Choreo LLC
Illinois
$178K +$253K +15,760 New
M&T Bank
29
M&T Bank
New York
$167K -$21.7K -1,354 -8%
LCM
30
Landscape Capital Management
New Jersey
$165K -$373K -23,285 -61%
MOS
31
MGO One Seven
Ohio
$142K -$2.37K -148 -1%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$141K -$152K -9,456 -43%
CRC
33
Curi RMB Capital
Illinois
$131K +$189K +11,776 New
AA
34
AQR Arbitrage
Connecticut
$129K +$185K +11,558 New
LPL Financial
35
LPL Financial
California
$119K +$8.01K +500 +5%
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$114K -$24.3K -1,518 -13%
B
37
Barings
North Carolina
$94K – – –
ASN
38
Advisory Services Network
Georgia
$82K -$3.44K -215 -3%
AIC
39
Ameritas Investment Company
Nebraska
$55K +$78.8K +4,916 New
GEA
40
Glen Eagle Advisors
New Jersey
$51.2K +$27.2K +1,700 +59%
VFA
41
Valeo Financial Advisors
Indiana
$23K +$32K +2,000 New
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$22K +$8.01K +500 +33%
SPIA
43
Steward Partners Investment Advisory
New York
$15K – – –
WEC
44
Winslow Evans & Crocker
Massachusetts
$8K – – –
VRM
45
Vectors Research Management
New York
$3K +$4.81K +300 New
RCM
46
Rivernorth Capital Management
Florida
– -$477K -27,215 Closed
Millennium Management
47
Millennium Management
New York
– -$411K -23,449 Closed
WAM
48
Weiss Asset Management
Massachusetts
– -$192K -10,964 Closed
FIA
49
FNY Investment Advisers
New York
– -$170K -9,753 Closed
BFEC
50
Benjamin F. Edwards & Company
Missouri
– -$19K -1,092 Closed
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