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BGH

Barings Global Short Duration High Yield Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WKWM
26
Walter & Keenan Wealth Management
Indiana
$297K -$133K -7,800 -30%
Edgewood Management
27
Edgewood Management
Connecticut
$284K
LCM
28
Laurion Capital Management
New York
$242K -$501K -29,354 -67%
CG
29
Cutler Group
California
$225K +$234K +13,700 New
OC
30
Oppenheimer & Co
New York
$206K +$13.7K +800 +7%
CIA
31
Capital Investment Advisors
Georgia
$198K +$10.2K +600 +5%
PAM
32
PVG Asset Management
Colorado
$170K +$176K +10,325 New
DC
33
Davenport & Co
Virginia
$167K
Citigroup
34
Citigroup
New York
$157K -$12.2K -713 -7%
IWMPD
35
Integrated Wealth Management (Palm Desert)
California
$66K -$8.54K -500 -11%
CAPTRUST Financial Advisors
36
CAPTRUST Financial Advisors
North Carolina
$66K
Deutsche Bank
37
Deutsche Bank
Germany
$52K -$137K -8,000 -71%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$39K -$14.5K -851 -26%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$34K +$871 +51 +3%
MFS
40
MSI Financial Services
Massachusetts
$28K +$11.8K +690 +69%
Creative Planning
41
Creative Planning
Kansas
$26K
IA
42
IFP Advisors
Florida
$19K +$20.2K +1,180 New
WTB
43
Washington Trust Bank
Washington
$7K
PCM
44
Penserra Capital Management
California
$4K +$3.94K +231 New
DA
45
Doliver Advisors
Texas
-$1.71M -98,837 Closed
Janney Montgomery Scott
46
Janney Montgomery Scott
Pennsylvania
-$738K -42,570 Closed
CRC
47
Curi RMB Capital
Illinois
-$583K -33,594 Closed
VKH
48
Virtu KCG Holdings
New York
-$357K -20,616 Closed
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
-$38K -2,216 Closed
CFSG
50
Community Financial Services Group
Vermont
-$17K -1,000 Closed