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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

251 hedge funds and large institutions have $897M invested in Alcatel-Lucent in 2013 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 57 increasing their positions, 139 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

84% more call options, than puts

Call options by funds: $48.2M | Put options by funds: $26.2M

39% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 38

5% more funds holding

Funds holding: 240251 (+11)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

4% less capital invested

Capital invested by funds: $936M → $897M (-$39.2M)

59% less repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 139

Holders
251
Holders Change
+11
Holders Change %
+4.58%
% of All Funds
7.29%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.15%
New
53
Increased
57
Reduced
139
Closed
38
Calls
$48.2M
Puts
$26.2M
Net Calls
+$22.1M
Net Calls Change
+$9.89M
Name Holding Trade Value Shares
Change
Change in
Stake
AllianceBernstein
151
AllianceBernstein
Tennessee
$17K +$12.1K +3,083 +366%
Canada Life
152
Canada Life
Manitoba, Canada
$17K +$15.4K +3,908 +3,312%
WA
153
WFG Advisors
Texas
$15K -$2.5K -637 -16%
FMII
154
Farmers & Merchants Investments Inc
Nebraska
$13K +$11.1K +2,835 +3,500%
WA
155
WealthTrust-Arizona
Arizona
$13K +$11.8K +3,000 +100,000%
TCM
156
Tradewinds Capital Management
Washington
$11K +$9.4K +2,393 New
Parallax Volatility Advisers
157
Parallax Volatility Advisers
California
$10K -$797K -202,997 -99%
MFS
158
MSI Financial Services
Massachusetts
$9K +$809 +206 +11%
ST
159
Smithfield Trust
Pennsylvania
$8K +$6.97K +1,774 +1,152%
PAM
160
Panagora Asset Management
Massachusetts
$7K -$236 -60 -4%
First Manhattan
161
First Manhattan
New York
$7K +$1.22K +311 +22%
DADC
162
D.A. Davidson & Co
Montana
$6K +$4.48K +1,141 +265%
CFA
163
Carroll Financial Associates
North Carolina
$5K -$452 -115 -9%
LIA
164
LS Investment Advisors
Michigan
$5K -$177 -45 -4%
HRIA
165
Haberer Registered Investment Advisor
Ohio
$5K -$165 -42 -4%
OIA
166
Optimum Investment Advisors
Illinois
$5K -$165 -42 -4%
ASN
167
Advisory Services Network
Georgia
$5K +$4.59K +1,169 New
CPA
168
Cowen Prime Advisors
New York
$4K -$157 -40 -4%
VIA
169
Vantage Investment Advisors
Pennsylvania
$4K +$3.74K +951 New
HI
170
Hudock Inc
Pennsylvania
$3K -$114 -29 -4%
ARMC
171
American Research & Management Company
Massachusetts
$3K -$98 -25 -4%
MWP
172
MYCIO Wealth Partners
Pennsylvania
$3K +$519 +132 +28%
Fifth Third Bancorp
173
Fifth Third Bancorp
Ohio
$3K +$1.65K +420 +187%
SSB
174
Sandy Spring Bank
Maryland
$3K +$1.73K +440 +286%
Northwestern Mutual Wealth Management
175
Northwestern Mutual Wealth Management
Wisconsin
$3K +$2.17K +553 +457%

ALU Hedge Fund Activity: Q4 2013 in Review

251 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q4 2013, worth a combined $897M — down 4.2% from $936M a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new ALU positions and 38 closed out — a net gain of 15 holders — while 57 added to existing stakes and 139 trimmed.

The largest buyer was Bank of New York Mellon, adding an estimated $65.2M. The largest seller was TIAA CREF Investment Management, cutting an estimated $90.1M.

  • 251 institutional investors held Alcatel-Lucent (ALU) as of Q4 2013, up from 240 in Q3 2013.
  • Funds reported $897M of Alcatel-Lucent stock for Q4 2013, down 4.2% quarter-over-quarter.
  • 53 funds opened new Alcatel-Lucent positions in Q4 2013 and 38 closed out, a net change of +15 holders.
  • The largest Alcatel-Lucent buyer in Q4 2013 was Bank of New York Mellon, an estimated $65.2M added.
  • The largest Alcatel-Lucent seller in Q4 2013 was TIAA CREF Investment Management, an estimated $90.1M sold.

Based on aggregated 13F filings for Q4 2013.