Cowen Prime Advisors’s Alcatel-Lucent ALU Stock Holding History

Cowen Prime Advisors’s Portfolio ALU Stock Details ALU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-302	Closed	-$1K	–	269
2015 Q4	$1K	Hold	302	–	–	﹤0.01%	226
2015 Q3	$1K	Hold	302	–	–	﹤0.01%	238
2015 Q2	$1K	Sell	302 -673	-69%	-$2.58K	﹤0.01%	252
2015 Q1	$4K	Hold	975	–	–	﹤0.01%	280
2014 Q4	$3K	Hold	975	–	–	﹤0.01%	295
2014 Q3	$3K	Buy	975 +302	+45%	+$1.03K	﹤0.01%	286
2014 Q2	$2K	Sell	673 -302	-31%	-$1.17K	﹤0.01%	252
2014 Q1	$4K	Sell	975 -35	-3%	-$145	﹤0.01%	255
2013 Q4	$4K	Sell	1,010 -40	-4%	-$157	﹤0.01%	247
2013 Q3	$4K	Hold	1,050	–	–	﹤0.01%	250
2013 Q2	$2K	Buy	+1,050	New	+$1.57K	﹤0.01%	260

Other funds holding ALU

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

WAM

World Asset Management Detroit, Michigan $1.01B AUM 42.4% 1-Year Est. Return

Comerica Bank Dallas, Texas $25.1B AUM 24.68% 1-Year Est. Return

CAM

Capstone Asset Management Houston, Texas $3.6B AUM 20.21% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

BBHC

Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return

RJT

Raymond James Trust St. Petersburg, Florida $4.6B AUM 33.54% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

CCA

Checchi Capital Advisers Beverly Hills, California $1.98B AUM 19.17% 1-Year Est. Return

ANTB

AMG National Trust Bank Greenwood Village, Colorado $4.61B AUM 19.2% 1-Year Est. Return

Cowen Prime Advisors's ALU Position: Q1 2016 in Review

Cowen Prime Advisors sold out of Alcatel-Lucent (ALU) in Q1 2016, closing a stake of 302 shares — an estimated $1K sold.

Cowen Prime Advisors first reported a position in ALU in Q2 2013 and held it in 11 quarters. The position peaked at $4K in Q1 2015. 62 funds tracked by Wall St. Rank hold ALU as of Q1 2016.

Cowen Prime Advisors reported no remaining Alcatel-Lucent position as of Q1 2016 after selling out during the quarter.
Cowen Prime Advisors sold 302 Alcatel-Lucent shares in Q1 2016, an estimated $1K.
Cowen Prime Advisors first reported a position in Alcatel-Lucent in Q2 2013 and held it in 11 quarters.
Cowen Prime Advisors's Alcatel-Lucent position peaked at $4K in Q1 2015.
62 funds tracked by Wall St. Rank held Alcatel-Lucent as of Q1 2016.

Based on Cowen Prime Advisors's 13F filing for Q1 2016, filed 9 May 2016.