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ALU

Alcatel-Lucent
ALU

Delisted

ALU was delisted on the 24th of February, 2016.

251 hedge funds and large institutions have $897M invested in Alcatel-Lucent in 2013 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 57 increasing their positions, 139 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

84% more call options, than puts

Call options by funds: $48.2M | Put options by funds: $26.2M

39% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 38

5% more funds holding

Funds holding: 240251 (+11)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

4% less capital invested

Capital invested by funds: $936M → $897M (-$39.2M)

59% less repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 139

Holders
251
Holders Change
+11
Holders Change %
+4.58%
% of All Funds
7.29%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.15%
New
53
Increased
57
Reduced
139
Closed
38
Calls
$48.2M
Puts
$26.2M
Net Calls
+$22.1M
Net Calls Change
+$9.89M
Name Holding Trade Value Shares
Change
Change in
Stake
FIM
126
Freedom Investment Management
Connecticut
$67K -$6.13K -1,561 -9%
OA
127
OFI Advisors
Pennsylvania
$66K -$21.8K -5,558 -27%
WS
128
Wedbush Securities
California
$66K -$1.24K -316 -2%
CICI
129
Capital Investment Counsel Inc
North Carolina
$65K -$2.32K -590 -4%
V
130
Veritable
Delaware
$57K -$2.18K -555 -4%
SF
131
Synovus Financial
Georgia
$56K -$4.42K -1,126 -8%
N
132
Nuveen
North Carolina
$56K -$1.98K -505 -4%
MA
133
Marshwinds Advisory
Georgia
$55K -$1.95K -497 -4%
ANTB
134
AMG National Trust Bank
Colorado
$54K -$2.01K -511 -4%
SI
135
SII Investments
Wisconsin
$54K +$48.1K +12,247 New
ACM
136
Azimuth Capital Management
Michigan
$53K -$14.1K -3,601 -23%
ClearBridge Investments
137
ClearBridge Investments
New York
$52K +$28.6K +7,286 +164%
PG
138
PEAK6 Group
Illinois
$46K -$495K -126,007 -92%
BNP Paribas Financial Markets
139
BNP Paribas Financial Markets
France
$44.4K -$5.41M -1,376,749 -99%
KCM
140
Kornitzer Capital Management
Kansas
$44K -$642K -163,368 -94%
State Street
141
State Street
Massachusetts
$44K -$7.17K -1,825 -15%
TFCP
142
Twin Focus Capital Partners
Massachusetts
$44K -$1.58K -403 -4%
MAA
143
Managed Account Advisors
New Jersey
$39K -$11.3K -2,871 -24%
CGT
144
Capital Guardian Trust
California
$37K -$1.31K -333 -4%
BFA
145
BlackRock Fund Advisors
California
$34K +$3.48K +886 +13%
SHWM
146
Smith & Howard Wealth Management
Georgia
$33K +$29.5K +7,500 New
JIC
147
Joel Isaacson & Co
New York
$31K -$13.4K -3,401 -33%
FWM
148
Focused Wealth Management
New York
$26K +$10.4K +2,657 +81%
Bessemer Group
149
Bessemer Group
New Jersey
$21K -$845 -215 -4%
Envestnet Asset Management
150
Envestnet Asset Management
Illinois
$19K -$1.35K -343 -7%

ALU Hedge Fund Activity: Q4 2013 in Review

251 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Alcatel-Lucent (ALU) for Q4 2013, worth a combined $897M — down 4.2% from $936M a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new ALU positions and 38 closed out — a net gain of 15 holders — while 57 added to existing stakes and 139 trimmed.

The largest buyer was Bank of New York Mellon, adding an estimated $65.2M. The largest seller was TIAA CREF Investment Management, cutting an estimated $90.1M.

  • 251 institutional investors held Alcatel-Lucent (ALU) as of Q4 2013, up from 240 in Q3 2013.
  • Funds reported $897M of Alcatel-Lucent stock for Q4 2013, down 4.2% quarter-over-quarter.
  • 53 funds opened new Alcatel-Lucent positions in Q4 2013 and 38 closed out, a net change of +15 holders.
  • The largest Alcatel-Lucent buyer in Q4 2013 was Bank of New York Mellon, an estimated $65.2M added.
  • The largest Alcatel-Lucent seller in Q4 2013 was TIAA CREF Investment Management, an estimated $90.1M sold.

Based on aggregated 13F filings for Q4 2013.