Nuveen’s Alcatel-Lucent ALU Stock Holding History

Nuveen’s Portfolio ALU Stock Details ALU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-12,630	Closed	-$56K	–	1655
2013 Q4	$56K	Sell	12,630 -505	-4%	-$1.98K	﹤0.01%	1545
2013 Q3	$45K	Buy	+13,135	New	+$33.6K	﹤0.01%	1453

Other funds holding ALU

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

TCIM

TIAA CREF Investment Management New York $141B AUM 14.18% 1-Year Est. Return

Teachers Advisors New York $81.7B AUM 13.62% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Raging Capital Management Rocky Hill, New Jersey $18.2M AUM 17.75% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Nuveen's ALU Position: Q1 2014 in Review

Nuveen sold out of Alcatel-Lucent (ALU) in Q1 2014, closing a stake of 12,630 shares — an estimated $56K sold.

Nuveen first reported a position in ALU in Q3 2013 and held it in 2 quarters. The position peaked at $56K in Q4 2013. 252 funds tracked by Wall St. Rank hold ALU as of Q1 2014.

Nuveen reported no remaining Alcatel-Lucent position as of Q1 2014 after selling out during the quarter.
Nuveen sold 12,630 Alcatel-Lucent shares in Q1 2014, an estimated $56K.
Nuveen first reported a position in Alcatel-Lucent in Q3 2013 and held it in 2 quarters.
Nuveen's Alcatel-Lucent position peaked at $56K in Q4 2013.
252 funds tracked by Wall St. Rank held Alcatel-Lucent as of Q1 2014.

Based on Nuveen's 13F filing for Q1 2014, filed 13 May 2014.