UBS Group’s Hercules Capital HTGC Stock Holding History

UBS Group’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-25,000	Closed	-$370K	–	9671
2023 Q2	$370K	Sell	25,000 -10,000	-29%	-$137K	﹤0.01%	5072
2023 Q1	$451K	Buy	+35,000	New	+$489K	﹤0.01%	4781

Other funds holding HTGC

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

UBS Group's HTGC Position: Q2 2026 in Review

UBS Group increased its Hercules Capital (HTGC) stake by 6.1% in Q2 2026, buying an estimated $2.36M and bringing the position to 2,645,744 shares worth $41.7M. The position accounts for 0.01% of the portfolio, ranked #1930.

UBS Group first reported a position in HTGC in Q4 2014 and has held it in 47 quarters since. 332 funds tracked by Wall St. Rank hold HTGC as of Q2 2026.

UBS Group held 2,645,744 shares of Hercules Capital worth $41.7M as of Q2 2026.
UBS Group bought 151,752 Hercules Capital shares in Q2 2026, an estimated $2.36M.
Hercules Capital made up 0.01% of UBS Group's portfolio in Q2 2026, its #1930 holding.
UBS Group first reported a position in Hercules Capital in Q4 2014 and has held it in 47 quarters since.
332 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2026.

Based on UBS Group's 13F filing for Q2 2026, filed 13 Aug 2026.