UBS Group
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UBS Group’s Hercules Capital HTGC Stock Holding History

UBS Group’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q3 		– Sell
-25,000
Closed -$370K – 9671
2023
Q2 		$370K Sell
25,000
-10,000
-29% -$137K ﹤0.01% 5072
2023
Q1 		$451K Buy
+35,000
New +$489K ﹤0.01% 4781

Other funds holding HTGC

SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

UBS Group's HTGC Position: Q1 2026 in Review

UBS Group increased its Hercules Capital (HTGC) stake by 49% in Q1 2026, buying an estimated $13.4M and bringing the position to 2,493,992 shares worth $36.8M. The position accounts for 0.01% of the portfolio, ranked #1951.

UBS Group first reported a position in HTGC in Q4 2014 and has held it in 46 quarters since. 350 funds tracked by Wall St. Rank hold HTGC as of Q1 2026.

  • UBS Group held 2,493,992 shares of Hercules Capital worth $36.8M as of Q1 2026.
  • UBS Group bought 822,132 Hercules Capital shares in Q1 2026, an estimated $13.4M.
  • Hercules Capital made up 0.01% of UBS Group's portfolio in Q1 2026, its #1951 holding.
  • UBS Group first reported a position in Hercules Capital in Q4 2014 and has held it in 46 quarters since.
  • 350 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2026.

Based on UBS Group's 13F filing for Q1 2026, filed 5 May 2026.