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Smith Asset Management Portfolio holdings

AUM $127M
1-Year Est. Return 5.85%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+5.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$116M
AUM Growth
+$9.73M
Cap. Flow
+$7.47M
Cap. Flow %
6.45%
Top 10 Hldgs %
39.85%
Holding
71
New
5
Increased
27
Reduced
29
Closed
2

Top Buys

Rank Stock Value
1
EQH icon
Equitable Holdings
EQH
+$3.47M
2
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$749K
3
FENG
Phoenix New Media
FENG
+$676K
4
VGT icon
Vanguard Information Technology ETF
VGT
+$583K
5
AAPL icon
Apple
AAPL
+$459K

Top Sells

Rank Stock Value
1
MCI
Barings Corporate Investors
MCI
+$605K
2
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$562K
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$212K
4
AMGN icon
Amgen
AMGN
+$206K
5
ASGI
abrdn Global Infrastructure Income Fund
ASGI
+$187K

Sector Composition

Rank Sector Weight
1 Financials 17.87%
2 Real Estate 3.75%
3 Technology 1.69%
4 Utilities 0.97%
5 Consumer Discretionary 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSU icon
26
BlackRock Debt Strategies Fund
DSU
$595M
$1.9M 1.64%
180,370
-535
-0.3% -$5.51K
HQH
27
abrdn Healthcare Investors
HQH
$1.19B
$1.85M 1.6%
119,520
-1,199
-1% -$18.6K
GDO
28
Western Asset Global Corporate Defined Opportunity Fund
GDO
$79M
$1.52M 1.31%
128,440
-353
-0.3% -$4.01K
MPV
29
Barings Participation Investors
MPV
$171M
$1.5M 1.3%
74,737
-1,028
-1% -$18.1K
ASGI
30
abrdn Global Infrastructure Income Fund
ASGI
$774M
$1.41M 1.22%
69,406
-9,792
-12% -$187K
VIS icon
31
Vanguard Industrials ETF
VIS
$8.12B
$1.4M 1.21%
4,984
+1,592
+47% +$411K
BUI icon
32
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$740M
$1.31M 1.13%
50,892
+379
+0.8% +$8.96K
SOR
33
Source Capital
SOR
$373M
$1.22M 1.05%
28,060
+769
+3% +$32.2K
FFC
34
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$1.16M 1%
71,364
-36,175
-34% -$562K
NVG icon
35
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.73B
$1.12M 0.97%
93,710
-3
-0% -$36
AMZN icon
36
Amazon
AMZN
$2.66T
$1.07M 0.92%
4,862
+1,298
+36% +$257K
GOF icon
37
Guggenheim Strategic Opportunities Fund
GOF
$2.27B
$1.05M 0.91%
70,716
+51,321
+265% +$749K
PFD
38
Flaherty & Crumrine Preferred and Income Fund
PFD
$148M
$861K 0.74%
76,132
+1,248
+2% +$13.7K
SPH icon
39
Suburban Propane Partners
SPH
$1.2B
$788K 0.68%
42,520
-4,838
-10% -$94K
BLW icon
40
BlackRock Limited Duration Income Trust
BLW
$496M
$744K 0.64%
52,463
-543
-1% -$7.51K
FENG
41
Phoenix New Media
FENG
$17.7M
$722K 0.62%
+332,777
New +$676K
VTV icon
42
Vanguard Value ETF
VTV
$186B
$705K 0.61%
3,990
+331
+9% +$55.9K
OHI icon
43
Omega Healthcare
OHI
$15B
$665K 0.57%
18,138
-3,882
-18% -$144K
RNP icon
44
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$661K 0.57%
29,020
+4,337
+18% +$93K
HYT icon
45
BlackRock Corporate High Yield Fund
HYT
$1.37B
$640K 0.55%
65,669
+980
+2% +$9.3K
VB icon
46
Vanguard Small-Cap ETF
VB
$79.7B
$559K 0.48%
2,359
+358
+18% +$79.9K
IRM icon
47
Iron Mountain
IRM
$36.8B
$535K 0.46%
5,215
-1,440
-22% -$136K
MSD
48
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$524K 0.45%
67,799
+192
+0.3% +$1.46K
STK
49
Columbia Seligman Premium Technology Growth Fund
STK
$869M
$487K 0.42%
16,000
– –
XLV icon
50
State Street Health Care Select Sector SPDR ETF
XLV
$41.4B
$486K 0.42%
3,603
+816
+29% +$110K
1
2
3

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MF
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PIP
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VDC
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SGWP
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PA
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PIM
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ACM
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Smith Asset Management's Q2 2025 Portfolio in Review

As of Q2 2025, Smith Asset Management held 71 positions worth $116M, up 9.2% from $106M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Smith Asset Management deployed $7.47M of net new capital in Q2 2025, opening 5 new positions and adding to 27 existing holdings. Its largest new stake was Equitable Holdings: 67,416 shares worth $3.78M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 16% a quarter earlier, followed by Real Estate and Technology.

On the sell side, the largest reduction was Barings Corporate Investors, an estimated $605K trimmed.

  • Smith Asset Management's largest Q2 2025 buy was Equitable Holdings: 67,416 shares worth $3.78M.
  • Smith Asset Management added most to Guggenheim Strategic Opportunities Fund in Q2 2025, an estimated $749K increase.
  • Smith Asset Management's biggest Q2 2025 reduction was Barings Corporate Investors, cutting an estimated $605K.
  • Smith Asset Management fully exited Amgen in Q2 2025, selling an estimated $206K.
  • Smith Asset Management's ten largest holdings make up 40% of its $116M portfolio in Q2 2025.
  • Smith Asset Management opened 5 new positions and closed 2 in Q2 2025.
  • Smith Asset Management's portfolio value rose 9.2% quarter-over-quarter to $116M.

Based on Smith Asset Management's 13F filing for Q2 2025, filed 3 Nov 2025.