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Smith Asset Management Portfolio holdings

AUM $127M
1-Year Est. Return 5.85%
This Fund
S&P 500
This Quarter Est. Return
-3.67%
1 Year Est. Return
+5.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$103M
AUM Growth
–
Cap. Flow
+$107M
Cap. Flow %
104.27%
Top 10 Hldgs %
42.77%
Holding
66
New
66
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
ARCC icon
Ares Capital
ARCC
+$5.82M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.77M
3
JPI
Nuveen Preferred Securities & Income Opportunities Fund
JPI
+$5.18M
4
AWF
AllianceBernstein Global High Income Fund
AWF
+$4.71M
5
RFI
Cohen & Steers Total Return Realty Fund
RFI
+$4.37M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Miscellaneous 75.55%
2 Financials 16.24%
3 Real Estate 4.48%
4 Technology 1.36%
5 Utilities 1.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYB
26
DELISTED
New America High Income Fund, Inc.
HYB
$1.44M 1.41%
+176,653
New +$1.45M
FFC
27
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$760M
$1.44M 1.4%
+106,081
New +$1.69M
ASGI
28
abrdn Global Infrastructure Income Fund
ASGI
$701M
$1.4M 1.37%
+80,090
New +$1.55M
AAPL icon
29
Apple
AAPL
$4.67T
$1.4M 1.36%
+5,571
New +$1.31M
MPV
30
Barings Participation Investors
MPV
$184M
$1.28M 1.24%
+74,618
New +$1.26M
VGT icon
31
Vanguard Information Technology ETF
VGT
$149B
$1.23M 1.2%
+15,880
New +$1.22M
BUI icon
32
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$707M
$1.2M 1.17%
+51,409
New +$1.21M
SOR
33
Source Capital
SOR
$382M
$1.18M 1.15%
+27,142
New +$1.21M
NVG icon
34
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.59B
$1.17M 1.14%
+95,271
New +$1.23M
EQH icon
35
Equitable Holdings
EQH
$14.4B
$1.05M 1.03%
+51,443
New +$2.38M
OHI icon
36
Omega Healthcare
OHI
$14.1B
$868K 0.85%
+22,944
New +$917K
PFD
37
Flaherty & Crumrine Preferred and Income Fund
PFD
$145M
$852K 0.83%
+75,819
New +$875K
SPH icon
38
Suburban Propane Partners
SPH
$1.17B
$818K 0.8%
+47,531
New +$875K
BLW icon
39
BlackRock Limited Duration Income Trust
BLW
$491M
$744K 0.72%
+52,671
New +$752K
IRM icon
40
Iron Mountain
IRM
$34.8B
$700K 0.68%
+6,655
New +$782K
HYT icon
41
BlackRock Corporate High Yield Fund
HYT
$1.61B
$635K 0.62%
+64,717
New +$640K
AMZN icon
42
Amazon
AMZN
$2.79T
$615K 0.6%
+2,802
New +$573K
VTV icon
43
Vanguard Morningstar Value ETF
VTV
$194B
$600K 0.58%
+3,544
New +$622K
DOC icon
44
Healthpeak Properties
DOC
$14.2B
$561K 0.55%
+27,658
New +$599K
STK
45
Columbia Seligman Premium Technology Growth Fund
STK
$930M
$511K 0.5%
+16,009
New +$535K
VB icon
46
Vanguard Morningstar Small-Cap ETF
VB
$81B
$490K 0.48%
+2,039
New +$502K
MSD
47
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$476K 0.46%
+61,773
New +$476K
SEVN
48
Seven Hills Realty Trust
SEVN
$171M
$432K 0.42%
+33,055
New +$441K
RNP icon
49
Cohen & Steers REIT and Preferred and Income Fund
RNP
$966M
$418K 0.41%
+19,978
New +$453K
WMT icon
50
Walmart Inc
WMT
$850B
$398K 0.39%
+4,410
New +$383K
1
2
3

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MWML
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Smith Asset Management's Q4 2024 Portfolio in Review

Q4 2024 is the first quarter with a 13F filing on record for Smith Asset Management, which disclosed 66 positions worth $103M. Its ten largest holdings account for 43% of the portfolio.

Its largest position is Ares Capital: 269,725 shares worth $5.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 76% of assets, followed by Financials and Real Estate.

  • Smith Asset Management's largest Q4 2024 buy was Ares Capital: 269,725 shares worth $5.9M.
  • Smith Asset Management's ten largest holdings make up 43% of its $103M portfolio in Q4 2024.
  • Smith Asset Management disclosed 66 positions in Q4 2024, its first 13F filing on record.

Based on Smith Asset Management's 13F filing for Q4 2024, filed 16 Jul 2025.