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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$156M
AUM Growth
-$4.1M
Cap. Flow
-$11.6M
Cap. Flow %
-7.43%
Top 10 Hldgs %
55.17%
Holding
304
New
16
Increased
29
Reduced
106
Closed
26

Top Buys

Rank Stock Value
1
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
+$2.73M
2
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
+$2.4M
3
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$1.29M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.13M
5
AWK icon
American Water Works
AWK
+$911K

Top Sells

Rank Stock Value
1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$5.51M
2
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
+$2.68M
3
FPA icon
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
+$2.58M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$1.97M
5
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$928K

Sector Composition

Rank Sector Weight
1 Energy 4.05%
2 Technology 3.75%
3 Healthcare 3.54%
4 Industrials 3.29%
5 Consumer Discretionary 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STI
201
DELISTED
SunTrust Banks, Inc.
STI
$18K 0.01%
304
– –
CNI icon
202
Canadian National Railway
CNI
$76.9B
$17K 0.01%
200
– –
DVN icon
203
Devon Energy
DVN
$50.9B
$17K 0.01%
466
– –
FXU icon
204
First Trust Utilities AlphaDEX Fund
FXU
$821M
$17K 0.01%
+638
New +$17.6K
IVV icon
205
iShares Core S&P 500 ETF
IVV
$872B
$17K 0.01%
67
– –
WTRG icon
206
Essential Utilities
WTRG
$11.4B
$17K 0.01%
524
– –
WPZ
207
DELISTED
Williams Partners L.P.
WPZ
$17K 0.01%
429
– –
CXW icon
208
CoreCivic
CXW
$2.95B
$16K 0.01%
589
+9
+2% +$239
EFA icon
209
iShares MSCI EAFE ETF
EFA
$78.5B
$16K 0.01%
+240
New +$16K
JPIN icon
210
JPMorgan Diversified Return International Equity ETF
JPIN
$372M
$16K 0.01%
283
– –
MRK icon
211
Merck
MRK
$321B
$16K 0.01%
265
– –
XLF icon
212
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$16K 0.01%
612
– –
INTC icon
213
Intel
INTC
$460B
$15K 0.01%
396
– –
JWN
214
DELISTED
Nordstrom
JWN
$15K 0.01%
308
– –
CPAY icon
215
Corpay
CPAY
$25.5B
$15K 0.01%
96
– –
IP icon
216
International Paper
IP
$22.8B
$14K 0.01%
261
– –
BIIB icon
217
Biogen
BIIB
$30.7B
$13K 0.01%
40
– –
SDOG icon
218
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
$13K 0.01%
+300
New +$12.9K
VFH icon
219
Vanguard Financials ETF
VFH
$13.5B
$12K 0.01%
189
– –
AMLP icon
220
Alerian MLP ETF
AMLP
$12.9B
$11K 0.01%
198
-289
-59% -$16.5K
FLOT icon
221
iShares Floating Rate Bond ETF
FLOT
$10.2B
$11K 0.01%
219
-13,268
-98% -$675K
TUR icon
222
iShares MSCI Turkey ETF
TUR
$198M
$11K 0.01%
261
– –
APD icon
223
Air Products & Chemicals
APD
$66.8B
$10K 0.01%
66
– –
NKE icon
224
Nike
NKE
$62.7B
$10K 0.01%
200
– –
VTWO icon
225
Vanguard Russell 2000 ETF
VTWO
$17.4B
$10K 0.01%
162
– –
7 8
9
10 11

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AIM
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MHIM
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MF
Madrona Funds Everett, Washington $136M AUM
WPSG
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AGPM
ASA Gold & Precious Metals Portland, Maine $117M AUM 43.53% 1-Year Est. Return
NCM
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WAM
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GPC
Glacier Peak Capital Bellevue, Washington $96.2M AUM 0.45% 1-Year Est. Return

Shamrock Asset Management's Q3 2017 Portfolio in Review

As of Q3 2017, Shamrock Asset Management held 304 positions worth $156M, down 2.6% from $160M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Shamrock Asset Management withdrew a net $11.6M in Q3 2017, closing 26 positions and reducing 106 holdings. Its most notable exit was First Trust Industrials/Producer Durables AlphaDEX Fund, an estimated $5.51M position sold in full.

By sector, the portfolio is most concentrated in Energy at 4% of assets, up from 3.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in iShares JPMorgan USD Emerging Markets Bond ETF worth $1.3M.

  • Shamrock Asset Management's largest Q3 2017 buy was iShares JPMorgan USD Emerging Markets Bond ETF: 11,128 shares worth $1.3M.
  • Shamrock Asset Management added most to iShares Core MSCI Total International Stock ETF in Q3 2017, an estimated $2.73M increase.
  • Shamrock Asset Management's biggest Q3 2017 reduction was First Trust Asia Pacific ex-Japan AlphaDEX Fund, cutting an estimated $2.58M.
  • Shamrock Asset Management fully exited First Trust Industrials/Producer Durables AlphaDEX Fund in Q3 2017, selling an estimated $5.51M.
  • Shamrock Asset Management's ten largest holdings make up 55% of its $156M portfolio in Q3 2017.
  • Shamrock Asset Management opened 16 new positions and closed 26 in Q3 2017.
  • Shamrock Asset Management's portfolio value fell 2.6% quarter-over-quarter to $156M.

Based on Shamrock Asset Management's 13F filing for Q3 2017, filed 9 Nov 2017.