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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
-6.24%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$189M
AUM Growth
-$26.7M
Cap. Flow
-$12.9M
Cap. Flow %
-6.84%
Top 10 Hldgs %
63.73%
Holding
314
New
34
Increased
37
Reduced
80
Closed
53

Top Buys

Rank Stock Value
1
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$23.7M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.97M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.96M
4
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$1.83M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.42M

Top Sells

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$21.9M
2
MCHI icon
iShares MSCI China ETF
MCHI
+$3.69M
3
FJP icon
First Trust Japan AlphaDEX Fund
FJP
+$3.47M
4
EPHE icon
iShares MSCI Philippines ETF
EPHE
+$3.31M
5
EDEN icon
iShares MSCI Denmark ETF
EDEN
+$3.31M

Sector Composition

Rank Sector Weight
1 Healthcare 5.4%
2 Technology 4.21%
3 Financials 4.04%
4 Energy 4.04%
5 Industrials 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSK
201
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$12K 0.01%
204
– –
CNI icon
202
Canadian National Railway
CNI
$75.7B
$11K 0.01%
200
– –
ED icon
203
Consolidated Edison
ED
$39.3B
$11K 0.01%
167
– –
META icon
204
Meta Platforms (Facebook)
META
$1.49T
$10K 0.01%
116
– –
MTN icon
205
Vail Resorts
MTN
$5.3B
$10K 0.01%
100
– –
NFLX icon
206
Netflix
NFLX
$306B
$10K 0.01%
1,000
-2,500
-71% -$26.8K
CG icon
207
Carlyle Group
CG
$18B
$9K ﹤0.01%
+520
New +$12.2K
IP icon
208
International Paper
IP
$22.2B
$9K ﹤0.01%
261
– –
BKT icon
209
BlackRock Income Trust
BKT
$336M
$8K ﹤0.01%
400
– –
BMY icon
210
Bristol-Myers Squibb
BMY
$132B
$8K ﹤0.01%
133
– –
DUK icon
211
Duke Energy
DUK
$95.6B
$8K ﹤0.01%
111
– –
MSFT icon
212
Microsoft
MSFT
$3.65T
$8K ﹤0.01%
189
+150
+385% +$6.74K
PH icon
213
Parker-Hannifin
PH
$124B
$8K ﹤0.01%
79
– –
VOD icon
214
Vodafone
VOD
$36.3B
$8K ﹤0.01%
244
– –
JAZZ icon
215
Jazz Pharmaceuticals
JAZZ
$16.2B
$7K ﹤0.01%
50
-100
-67% -$17.2K
ACWX icon
216
iShares MSCI ACWI ex US ETF
ACWX
$11.7B
$6K ﹤0.01%
150
– –
EMR icon
217
Emerson Electric
EMR
$85.7B
$6K ﹤0.01%
134
– –
AMJ
218
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$6K ﹤0.01%
200
– –
CBI
219
DELISTED
Chicago Bridge & Iron Nv
CBI
$6K ﹤0.01%
156
– –
SCMP
220
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$6K ﹤0.01%
+300
New +$6.88K
BWXT icon
221
BWX Technologies
BWXT
$15.9B
$5K ﹤0.01%
200
-80
-29% -$2.04K
AEP icon
222
American Electric Power
AEP
$69.1B
$4K ﹤0.01%
62
– –
BP icon
223
BP
BP
$110B
$4K ﹤0.01%
158
– –
OI icon
224
O-I Glass
OI
$1.14B
$4K ﹤0.01%
200
– –
CHL
225
DELISTED
China Mobile Limited
CHL
$4K ﹤0.01%
70
– –
7 8
9
10 11

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AIM
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MHIM
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MF
Madrona Funds Everett, Washington $136M AUM
WPSG
Wealth & Pension Services Group Atlanta, Georgia $138M AUM 1.38% 1-Year Est. Return
AGPM
ASA Gold & Precious Metals Portland, Maine $117M AUM 43.53% 1-Year Est. Return
NCM
Northstar Capital Management New York $112M AUM 2.1% 1-Year Est. Return
WAM
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GPC
Glacier Peak Capital Bellevue, Washington $96.2M AUM 0.45% 1-Year Est. Return

Shamrock Asset Management's Q3 2015 Portfolio in Review

As of Q3 2015, Shamrock Asset Management held 314 positions worth $189M, down 12% from $216M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Shamrock Asset Management withdrew a net $12.9M in Q3 2015, closing 53 positions and reducing 80 holdings. Its most notable exit was First Trust Technology AlphaDEX Fund, an estimated $21.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.4% of assets, down from 6% a quarter earlier, followed by Technology and Financials.

Against the trend, Shamrock Asset Management opened a new position in First Trust Consumer Staples AlphaDEX Fund worth $22.5M.

  • Shamrock Asset Management's largest Q3 2015 buy was First Trust Consumer Staples AlphaDEX Fund: 536,879 shares worth $22.5M.
  • Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2015, an estimated $3.97M increase.
  • Shamrock Asset Management's biggest Q3 2015 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $1.85M.
  • Shamrock Asset Management fully exited First Trust Technology AlphaDEX Fund in Q3 2015, selling an estimated $21.9M.
  • Shamrock Asset Management's ten largest holdings make up 64% of its $189M portfolio in Q3 2015.
  • Shamrock Asset Management opened 34 new positions and closed 53 in Q3 2015.
  • Shamrock Asset Management's portfolio value fell 12% quarter-over-quarter to $189M.

Based on Shamrock Asset Management's 13F filing for Q3 2015, filed 4 Nov 2015.