SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
This Quarter Return
+3.18%
1 Year Return
+2.66%
3 Year Return
+30.97%
5 Year Return
+49.27%
10 Year Return
–
AUM
$160M
AUM Growth
+$160M
Cap. Flow
-$4.89M
Cap. Flow %
-3.06%
Top 10 Hldgs %
52.43%
Holding
315
New
35
Increased
35
Reduced
85
Closed
23

Top Buys

1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
$5.55M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
$3.12M
3
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
$2.73M
4
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$2.68M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
$1.22M

Top Sells

1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$7.17M
2
FXO icon
First Trust Financials AlphaDEX Fund
FXO
$5.87M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$4.42M
4
FLN icon
First Trust Latin America AlphaDEX Fund
FLN
$1.23M
5
AWK icon
American Water Works
AWK
$849K

Sector Composition

1 Energy 3.58%
2 Technology 3.48%
3 Healthcare 3.34%
4 Industrials 3.05%
5 Consumer Discretionary 2.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BKN icon
101
BlackRock Investment Quality Municipal Trust
BKN
$185M
$174K 0.11%
11,730
+1,705
+17% +$25.3K
ABBV icon
102
AbbVie
ABBV
$372B
$167K 0.1%
2,301
-506
-18% -$36.7K
UN
103
DELISTED
Unilever NV New York Registry Shares
UN
$125K 0.08%
2,356
-192
-8% -$10.2K
IJR icon
104
iShares Core S&P Small-Cap ETF
IJR
$85.2B
$101K 0.06%
1,443
-63,176
-98% -$4.42M
SHV icon
105
iShares Short Treasury Bond ETF
SHV
$20.8B
$100K 0.06%
907
– –
FDT icon
106
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$607M
$97K 0.06%
1,757
+1,163
+196% +$64.2K
GOOGL icon
107
Alphabet (Google) Class A
GOOGL
$2.57T
$97K 0.06%
104
+26
+33% +$24.3K
MAIN icon
108
Main Street Capital
MAIN
$5.93B
$85K 0.05%
2,220
– –
MUB icon
109
iShares National Muni Bond ETF
MUB
$38.6B
$83K 0.05%
750
+234
+45% +$25.9K
FNCL icon
110
Fidelity MSCI Financials Index ETF
FNCL
$2.37B
$81K 0.05%
2,237
-9,834
-81% -$356K
SPY icon
111
SPDR S&P 500 ETF Trust
SPY
$658B
$79K 0.05%
325
– –
EWJ icon
112
iShares MSCI Japan ETF
EWJ
$15.3B
$77K 0.05%
1,436
-155
-10% -$8.31K
GOOG icon
113
Alphabet (Google) Class C
GOOG
$2.58T
$71K 0.04%
78
– –
MO icon
114
Altria Group
MO
$113B
$69K 0.04%
931
– –
DNP icon
115
DNP Select Income Fund
DNP
$3.68B
$66K 0.04%
5,960
– –
JPEM icon
116
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$335M
$66K 0.04%
1,256
+108
+9% +$5.68K
IDV icon
117
iShares International Select Dividend ETF
IDV
$5.77B
$64K 0.04%
1,956
– –
ET icon
118
Energy Transfer Partners
ET
$60.8B
$63K 0.04%
3,500
– –
BIV icon
119
Vanguard Intermediate-Term Bond ETF
BIV
$24.1B
$61K 0.04%
725
– –
ETV
120
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.63B
$61K 0.04%
4,000
– –
PDBC icon
121
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$4.5B
$61K 0.04%
3,851
-737
-16% -$11.7K
EWZ icon
122
iShares MSCI Brazil ETF
EWZ
$5.45B
$60K 0.04%
1,756
+696
+66% +$23.8K
NVDA icon
123
NVIDIA
NVDA
$4.24T
$58K 0.04%
400
-107
-21% -$15.5K
HYS icon
124
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.45B
$55K 0.03%
+539
New +$55K
FXO icon
125
First Trust Financials AlphaDEX Fund
FXO
$2.25B
$54K 0.03%
1,887
-205,222
-99% -$5.87M
3 4
5
6 7