SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
This Quarter Return
+3.15%
1 Year Return
+2.66%
3 Year Return
+30.97%
5 Year Return
+49.27%
10 Year Return
–
AUM
$164M
AUM Growth
+$164M
Cap. Flow
-$10.4M
Cap. Flow %
-6.33%
Top 10 Hldgs %
53.26%
Holding
312
New
44
Increased
33
Reduced
93
Closed
41

Top Buys

1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$18.3M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$6.54M
3
FXO icon
First Trust Financials AlphaDEX Fund
FXO
$6.29M
4
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$6.19M
5
FXL icon
First Trust Technology AlphaDEX Fund
FXL
$6.08M

Top Sells

1
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
$15.3M
2
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
$12.6M
3
FDT icon
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$12.5M
4
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
$7.63M
5
FRI icon
First Trust S&P REIT Index Fund
FRI
$6.38M

Sector Composition

1 Energy 4.41%
2 Consumer Staples 3.21%
3 Industrials 2.85%
4 Healthcare 2.78%
5 Consumer Discretionary 2.45%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VMBS icon
101
Vanguard Mortgage-Backed Securities ETF
VMBS
$14.6B
$154K 0.09%
2,946
+1,370
+87% +$71.6K
BKN icon
102
BlackRock Investment Quality Municipal Trust
BKN
$185M
$147K 0.09%
10,025
-625
-6% -$9.17K
IEI icon
103
iShares 3-7 Year Treasury Bond ETF
IEI
$16.7B
$113K 0.07%
919
– –
MUB icon
104
iShares National Muni Bond ETF
MUB
$38.5B
$112K 0.07%
1,033
+517
+100% +$56.1K
HYG icon
105
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.7B
$100K 0.06%
1,126
-1,825
-62% -$162K
SHV icon
106
iShares Short Treasury Bond ETF
SHV
$20.7B
$100K 0.06%
907
– –
MAIN icon
107
Main Street Capital
MAIN
$5.88B
$82K 0.05%
2,220
-460
-17% -$17K
WBA
108
DELISTED
Walgreens Boots Alliance
WBA
$78K 0.05%
946
– –
FDL icon
109
First Trust Morningstar Dividend Leaders Index Fund
FDL
$5.83B
$76K 0.05%
2,730
-548,944
-100% -$15.3M
IDV icon
110
iShares International Select Dividend ETF
IDV
$5.71B
$76K 0.05%
2,584
– –
FNCL icon
111
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$75K 0.05%
+2,177
New +$75K
SPY icon
112
SPDR S&P 500 ETF Trust
SPY
$653B
$73K 0.04%
325
– –
ET icon
113
Energy Transfer Partners
ET
$60.8B
$68K 0.04%
3,500
– –
TIP icon
114
iShares TIPS Bond ETF
TIP
$13.5B
$68K 0.04%
+599
New +$68K
AGZ icon
115
iShares Agency Bond ETF
AGZ
$614M
$65K 0.04%
578
+247
+75% +$27.8K
MO icon
116
Altria Group
MO
$113B
$63K 0.04%
931
-90
-9% -$6.09K
DNP icon
117
DNP Select Income Fund
DNP
$3.65B
$61K 0.04%
5,960
-1,490
-20% -$15.3K
BIV icon
118
Vanguard Intermediate-Term Bond ETF
BIV
$24B
$60K 0.04%
725
– –
EMB icon
119
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.3B
$60K 0.04%
546
-3,326
-86% -$365K
GOOG icon
120
Alphabet (Google) Class C
GOOG
$2.56T
$60K 0.04%
78
-50
-39% -$38.5K
ETV
121
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.63B
$59K 0.04%
4,000
-1,000
-20% -$14.8K
GOOGL icon
122
Alphabet (Google) Class A
GOOGL
$2.56T
$59K 0.04%
74
-25
-25% -$19.9K
CBM
123
DELISTED
Cambrex Corporation
CBM
$57K 0.03%
1,061
– –
FTEC icon
124
Fidelity MSCI Information Technology Index ETF
FTEC
$15B
$56K 0.03%
+1,504
New +$56K
HYEM icon
125
VanEck Emerging Markets High Yield Bond ETF
HYEM
$413M
$54K 0.03%
2,241
– –
3 4
5
6 7