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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
-6.24%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$189M
AUM Growth
-$26.7M
Cap. Flow
-$12.9M
Cap. Flow %
-6.84%
Top 10 Hldgs %
63.73%
Holding
314
New
34
Increased
37
Reduced
80
Closed
53

Top Buys

Rank Stock Value
1
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$23.7M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.97M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.96M
4
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$1.83M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.42M

Top Sells

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$21.9M
2
MCHI icon
iShares MSCI China ETF
MCHI
+$3.69M
3
FJP icon
First Trust Japan AlphaDEX Fund
FJP
+$3.47M
4
EPHE icon
iShares MSCI Philippines ETF
EPHE
+$3.31M
5
EDEN icon
iShares MSCI Denmark ETF
EDEN
+$3.31M

Sector Composition

Rank Sector Weight
1 Healthcare 5.4%
2 Technology 4.21%
3 Financials 4.04%
4 Energy 4.04%
5 Industrials 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
101
iShares Floating Rate Bond ETF
FLOT
$10.3B
$88K 0.05%
1,741
-38
-2% -$1.92K
BSV icon
102
Vanguard Short-Term Bond ETF
BSV
$44.6B
$87K 0.05%
1,088
-32
-3% -$2.56K
IYR icon
103
iShares US Real Estate ETF
IYR
$4.67B
$85K 0.05%
1,202
-17,835
-94% -$1.3M
EMHY icon
104
iShares JPMorgan EM High Yield Bond ETF
EMHY
$625M
$81K 0.04%
1,790
-34
-2% -$1.59K
MO icon
105
Altria Group
MO
$114B
$80K 0.04%
1,471
– –
SPY icon
106
State Street SPDR S&P 500 ETF Trust
SPY
$806B
$80K 0.04%
420
-495
-54% -$100K
WBA
107
DELISTED
Walgreens Boots Alliance
WBA
$79K 0.04%
946
– –
IFGL icon
108
iShares International Developed Real Estate ETF
IFGL
$82.7M
$76K 0.04%
+2,708
New +$78.8K
ETV
109
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.74B
$71K 0.04%
5,000
+325
+7% +$4.79K
IFV icon
110
First Trust Dorsey Wright International Focus 5 ETF
IFV
$230M
$71K 0.04%
+4,157
New +$76.7K
MAIN icon
111
Main Street Capital
MAIN
$5.18B
$71K 0.04%
2,680
+600
+29% +$17.7K
IVE icon
112
iShares S&P 500 Value ETF
IVE
$49.3B
$70K 0.04%
+834
New +$74.6K
VNQ icon
113
Vanguard Real Estate ETF
VNQ
$39.3B
$70K 0.04%
926
-34
-4% -$2.61K
AMZN icon
114
Amazon
AMZN
$3.06T
$67K 0.04%
2,600
+1,000
+63% +$25.3K
DNP icon
115
DNP Select Income Fund
DNP
$4.06B
$67K 0.04%
7,450
+1,500
+25% +$14.8K
AMLP icon
116
Alerian MLP ETF
AMLP
$13B
$66K 0.04%
940
-13,581
-94% -$988K
KMB icon
117
Kimberly-Clark
KMB
$35.7B
$66K 0.04%
609
– –
BIV icon
118
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$62K 0.03%
725
– –
RQI icon
119
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$55K 0.03%
4,835
– –
PCEF icon
120
Invesco CEF Income Composite ETF
PCEF
$806M
$53K 0.03%
2,535
+800
+46% +$17.7K
PM icon
121
Philip Morris
PM
$292B
$53K 0.03%
671
– –
T icon
122
AT&T
T
$162B
$50K 0.03%
1,965
-510
-21% -$13K
FUTY icon
123
Fidelity MSCI Utilities Index ETF
FUTY
$2.33B
$49K 0.03%
+1,783
New +$49K
RTX icon
124
RTX Corp
RTX
$292B
$47K 0.02%
+834
New +$51.3K
GSK icon
125
GSK
GSK
$103B
$46K 0.02%
878
– –
3 4
5
6 7

Similar funds

AIM
Advantage Investment Management Cedar Rapids, Iowa $128M AUM 0.94% 1-Year Est. Return
MHIM
MacNealy Hoover Investment Management Canton, Ohio $124M AUM 4.7% 1-Year Est. Return
MF
Madrona Funds Everett, Washington $136M AUM
WPSG
Wealth & Pension Services Group Atlanta, Georgia $138M AUM 1.38% 1-Year Est. Return
AGPM
ASA Gold & Precious Metals Portland, Maine $117M AUM 43.53% 1-Year Est. Return
NCM
Northstar Capital Management New York $112M AUM 2.1% 1-Year Est. Return
WAM
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GPC
Glacier Peak Capital Bellevue, Washington $96.2M AUM 0.45% 1-Year Est. Return

Shamrock Asset Management's Q3 2015 Portfolio in Review

As of Q3 2015, Shamrock Asset Management held 314 positions worth $189M, down 12% from $216M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Shamrock Asset Management withdrew a net $12.9M in Q3 2015, closing 53 positions and reducing 80 holdings. Its most notable exit was First Trust Technology AlphaDEX Fund, an estimated $21.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.4% of assets, down from 6% a quarter earlier, followed by Technology and Financials.

Against the trend, Shamrock Asset Management opened a new position in First Trust Consumer Staples AlphaDEX Fund worth $22.5M.

  • Shamrock Asset Management's largest Q3 2015 buy was First Trust Consumer Staples AlphaDEX Fund: 536,879 shares worth $22.5M.
  • Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2015, an estimated $3.97M increase.
  • Shamrock Asset Management's biggest Q3 2015 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $1.85M.
  • Shamrock Asset Management fully exited First Trust Technology AlphaDEX Fund in Q3 2015, selling an estimated $21.9M.
  • Shamrock Asset Management's ten largest holdings make up 64% of its $189M portfolio in Q3 2015.
  • Shamrock Asset Management opened 34 new positions and closed 53 in Q3 2015.
  • Shamrock Asset Management's portfolio value fell 12% quarter-over-quarter to $189M.

Based on Shamrock Asset Management's 13F filing for Q3 2015, filed 4 Nov 2015.