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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
-6.24%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$189M
AUM Growth
-$26.7M
Cap. Flow
-$12.9M
Cap. Flow %
-6.84%
Top 10 Hldgs %
63.73%
Holding
314
New
34
Increased
37
Reduced
80
Closed
53

Top Buys

Rank Stock Value
1
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$23.7M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.97M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.96M
4
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$1.83M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.42M

Top Sells

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$21.9M
2
MCHI icon
iShares MSCI China ETF
MCHI
+$3.69M
3
FJP icon
First Trust Japan AlphaDEX Fund
FJP
+$3.47M
4
EPHE icon
iShares MSCI Philippines ETF
EPHE
+$3.31M
5
EDEN icon
iShares MSCI Denmark ETF
EDEN
+$3.31M

Sector Composition

Rank Sector Weight
1 Healthcare 5.4%
2 Technology 4.21%
3 Financials 4.04%
4 Energy 4.04%
5 Industrials 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
76
Kinder Morgan
KMI
$69.6B
$325K 0.17%
11,733
– –
SJNK icon
77
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$320K 0.17%
11,860
-16
-0.1% -$448
VCV icon
78
Invesco California Value Municipal Income Trust
VCV
$517M
$301K 0.16%
23,970
– –
MBB icon
79
iShares MBS ETF
MBB
$39B
$274K 0.15%
2,503
+944
+61% +$103K
VIG icon
80
Vanguard Dividend Appreciation ETF
VIG
$113B
$262K 0.14%
3,555
-23,911
-87% -$1.85M
VCIT icon
81
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$253K 0.13%
2,956
-261
-8% -$22.1K
AAPL icon
82
Apple
AAPL
$4.46T
$236K 0.13%
8,564
– –
PDP icon
83
Invesco Dorsey Wright Momentum ETF
PDP
$1.51B
$235K 0.12%
5,850
-570
-9% -$24.3K
USMV icon
84
iShares MSCI USA Min Vol Factor ETF
USMV
$23.9B
$234K 0.12%
+5,911
New +$242K
BND icon
85
Vanguard Total Bond Market
BND
$158B
$226K 0.12%
2,756
-45
-2% -$3.67K
PFF icon
86
iShares Preferred and Income Securities ETF
PFF
$13.3B
$211K 0.11%
5,451
+4,831
+779% +$189K
FHLC icon
87
Fidelity MSCI Health Care Index ETF
FHLC
$3.28B
$208K 0.11%
6,526
+5,945
+1,023% +$210K
EFAV icon
88
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.41B
$188K 0.1%
+3,010
New +$196K
EMB icon
89
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$181K 0.1%
1,703
+913
+116% +$98.9K
BKN
90
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$180K 0.1%
12,095
– –
HYEM icon
91
VanEck Emerging Markets High Yield Bond ETF
HYEM
$521M
$159K 0.08%
7,047
– –
HYS icon
92
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$158K 0.08%
1,674
– –
FSTA icon
93
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.41B
$138K 0.07%
+4,876
New +$143K
FDIS icon
94
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.72B
$136K 0.07%
4,612
+3,984
+634% +$123K
AGG icon
95
iShares Core US Aggregate Bond ETF
AGG
$138B
$131K 0.07%
+1,193
New +$130K
LQD icon
96
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$121K 0.06%
+1,040
New +$120K
QQQ icon
97
Invesco QQQ Trust
QQQ
$481B
$104K 0.06%
1,020
+320
+46% +$34.4K
HYG icon
98
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$103K 0.05%
1,193
+858
+256% +$74.4K
SHV icon
99
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$100K 0.05%
907
– –
FTEC icon
100
Fidelity MSCI Information Technology Index ETF
FTEC
$20.9B
$92K 0.05%
3,055
+2,455
+409% +$77.6K
2 3
4
5 6

Similar funds

AIM
Advantage Investment Management Cedar Rapids, Iowa $128M AUM 0.94% 1-Year Est. Return
MHIM
MacNealy Hoover Investment Management Canton, Ohio $124M AUM 4.7% 1-Year Est. Return
MF
Madrona Funds Everett, Washington $136M AUM
WPSG
Wealth & Pension Services Group Atlanta, Georgia $138M AUM 1.38% 1-Year Est. Return
AGPM
ASA Gold & Precious Metals Portland, Maine $117M AUM 43.53% 1-Year Est. Return
NCM
Northstar Capital Management New York $112M AUM 2.1% 1-Year Est. Return
WAM
Warlander Asset Management New York $111M AUM 8.26% 1-Year Est. Return
GPC
Glacier Peak Capital Bellevue, Washington $96.2M AUM 0.45% 1-Year Est. Return

Shamrock Asset Management's Q3 2015 Portfolio in Review

As of Q3 2015, Shamrock Asset Management held 314 positions worth $189M, down 12% from $216M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Shamrock Asset Management withdrew a net $12.9M in Q3 2015, closing 53 positions and reducing 80 holdings. Its most notable exit was First Trust Technology AlphaDEX Fund, an estimated $21.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.4% of assets, down from 6% a quarter earlier, followed by Technology and Financials.

Against the trend, Shamrock Asset Management opened a new position in First Trust Consumer Staples AlphaDEX Fund worth $22.5M.

  • Shamrock Asset Management's largest Q3 2015 buy was First Trust Consumer Staples AlphaDEX Fund: 536,879 shares worth $22.5M.
  • Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2015, an estimated $3.97M increase.
  • Shamrock Asset Management's biggest Q3 2015 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $1.85M.
  • Shamrock Asset Management fully exited First Trust Technology AlphaDEX Fund in Q3 2015, selling an estimated $21.9M.
  • Shamrock Asset Management's ten largest holdings make up 64% of its $189M portfolio in Q3 2015.
  • Shamrock Asset Management opened 34 new positions and closed 53 in Q3 2015.
  • Shamrock Asset Management's portfolio value fell 12% quarter-over-quarter to $189M.

Based on Shamrock Asset Management's 13F filing for Q3 2015, filed 4 Nov 2015.