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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$10.3M
Cap. Flow
-$11.4M
Cap. Flow %
-6.95%
Top 10 Hldgs %
53.26%
Holding
304
New
44
Increased
33
Reduced
93
Closed
41

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$18.3M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$6.13M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$5.95M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$5.94M
5
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$5.9M

Top Sells

Rank Stock Value
1
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$14.9M
2
FDT icon
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
+$12.6M
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$12.6M
4
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$7.44M
5
FRI icon
First Trust S&P REIT Index Fund
FRI
+$5.98M

Sector Composition

Rank Sector Weight
1 Energy 4.41%
2 Consumer Staples 3.21%
3 Industrials 2.85%
4 Healthcare 2.78%
5 Consumer Discretionary 2.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITC
301
DELISTED
ITC HOLDINGS CORP
ITC
– –
-162
Closed -$14K
CHL
302
DELISTED
China Mobile Limited
CHL
– –
-70
Closed -$4K
FTR
303
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
2
-1
-33% -$55
ETP
304
DELISTED
Energy Transfer Partners L.p.
ETP
– –
-100
Closed -$4K
9 10 11 12
13

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MHIM
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MF
Madrona Funds Everett, Washington $136M AUM
WPSG
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AGPM
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NCM
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WAM
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GPC
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Shamrock Asset Management's Q4 2016 Portfolio in Review

As of Q4 2016, Shamrock Asset Management held 304 positions worth $164M, down 5.9% from $174M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Shamrock Asset Management withdrew a net $11.4M in Q4 2016, closing 41 positions and reducing 93 holdings. Its most notable exit was First Trust Consumer Staples AlphaDEX Fund, an estimated $12.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 4.4% of assets, up from 2.5% a quarter earlier, followed by Consumer Staples and Industrials.

Against the trend, Shamrock Asset Management opened a new position in iShares Core S&P Small-Cap ETF worth $6.54M.

  • Shamrock Asset Management's largest Q4 2016 buy was iShares Core S&P Small-Cap ETF: 95,084 shares worth $6.54M.
  • Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2016, an estimated $18.3M increase.
  • Shamrock Asset Management's biggest Q4 2016 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $14.9M.
  • Shamrock Asset Management fully exited First Trust Consumer Staples AlphaDEX Fund in Q4 2016, selling an estimated $12.6M.
  • Shamrock Asset Management's ten largest holdings make up 53% of its $164M portfolio in Q4 2016.
  • Shamrock Asset Management opened 44 new positions and closed 41 in Q4 2016.
  • Shamrock Asset Management's portfolio value fell 5.9% quarter-over-quarter to $164M.

Based on Shamrock Asset Management's 13F filing for Q4 2016, filed 10 Feb 2017.