SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
This Quarter Return
+5.05%
1 Year Return
+2.66%
3 Year Return
+30.97%
5 Year Return
+49.27%
10 Year Return
–
AUM
$156M
AUM Growth
+$156M
Cap. Flow
-$11.3M
Cap. Flow %
-7.28%
Top 10 Hldgs %
55.17%
Holding
308
New
16
Increased
29
Reduced
107
Closed
26

Top Buys

1
IXUS icon
iShares Core MSCI Total International Stock ETF
IXUS
$2.8M
2
FYC icon
First Trust Small Cap Growth AlphaDEX Fund
FYC
$2.54M
3
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$1.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$1.14M
5
AWK icon
American Water Works
AWK
$911K

Top Sells

1
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$5.46M
2
FNY icon
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$2.68M
3
FPA icon
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$2.5M
4
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
$2.02M
5
FXL icon
First Trust Technology AlphaDEX Fund
FXL
$972K

Sector Composition

1 Energy 4.05%
2 Technology 3.75%
3 Healthcare 3.54%
4 Industrials 3.29%
5 Consumer Discretionary 2.62%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DRV icon
276
Direxion Daily Real Estate Bear 3X Shares
DRV
$41.5M
– –
0
– –
EBF icon
277
Ennis
EBF
$471M
– –
-833
Closed -$14K
FDT icon
278
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$607M
– –
-1,757
Closed -$97K
FL icon
279
Foot Locker
FL
$2.36B
– –
-1,055
Closed -$52K
FNY icon
280
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$417M
– –
-77,533
Closed -$2.68M
FSTA icon
281
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.34B
– –
-11,322
Closed -$374K
FXN icon
282
First Trust Energy AlphaDEX Fund
FXN
$292M
– –
-1,317
Closed -$18K
FXR icon
283
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$1.89B
– –
-154,265
Closed -$5.46M
GD icon
284
General Dynamics
GD
$87.3B
– –
-103
Closed -$20K
GS icon
285
Goldman Sachs
GS
$226B
– –
-15
Closed -$3K
HOLX icon
286
Hologic
HOLX
$14.9B
– –
-435
Closed -$20K
HUBB icon
287
Hubbell
HUBB
$22.9B
– –
-143
Closed -$14K
IJH icon
288
iShares Core S&P Mid-Cap ETF
IJH
$100B
– –
-180
Closed -$31K
K icon
289
Kellanova
K
$27.6B
– –
-230
Closed -$15K
LABU icon
290
Direxion Daily S&P Biotech Bull 3X Shares
LABU
$647M
– –
0
– –
LUMN icon
291
Lumen
LUMN
$5.1B
$0 ﹤0.01%
2
– –
MS icon
292
Morgan Stanley
MS
$240B
– –
-80
Closed -$4K
NFG icon
293
National Fuel Gas
NFG
$7.84B
– –
-240
Closed -$15K
PCY icon
294
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.22B
– –
-1,315
Closed -$38K
PJT icon
295
PJT Partners
PJT
$4.35B
$0 ﹤0.01%
1
– –
PNR icon
296
Pentair
PNR
$17.6B
$0 ﹤0.01%
3
– –
SHY icon
297
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
– –
-147
Closed -$12K
SM icon
298
SM Energy
SM
$3.28B
– –
-688
Closed -$11K
VWO icon
299
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$0 ﹤0.01%
1
– –
TUP
300
DELISTED
Tupperware Brands Corporation
TUP
– –
-175
Closed -$14K
9 10 11
12
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