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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$174M
AUM Growth
+$1.96M
Cap. Flow
+$1.06M
Cap. Flow %
0.61%
Top 10 Hldgs %
60.4%
Holding
290
New
24
Increased
57
Reduced
67
Closed
30

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$13.5M
2
FXZ icon
First Trust Materials AlphaDEX Fund
FXZ
+$13.2M
3
FDT icon
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
+$12.6M
4
ENZL icon
iShares MSCI New Zealand ETF
ENZL
+$3M
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$2.93M

Top Sells

Rank Stock Value
1
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$15.7M
2
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$15M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$7.15M
4
EWK icon
iShares MSCI Belgium ETF
EWK
+$3.03M
5
EWN icon
iShares MSCI Netherlands ETF
EWN
+$2.89M

Sector Composition

Rank Sector Weight
1 Healthcare 3.23%
2 Financials 2.54%
3 Energy 2.46%
4 Technology 2.3%
5 Industrials 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HA
276
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-675
Closed -$26K
IMGN
277
DELISTED
Immunogen Inc
IMGN
– –
-1,500
Closed -$5K
VRTV
278
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
4
– –
VER
279
DELISTED
VEREIT, Inc.
VER
– –
-844
Closed -$43K
MNK
280
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
1
– –
SE
281
DELISTED
Spectra Energy Corp Wi
SE
– –
-34,160
Closed -$1.25M
NPM
282
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
– –
-34,522
Closed -$535K
NPI
283
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
– –
-27,097
Closed -$418K
TYC
284
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-14
Closed -$1K
AAWW
285
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-80
Closed -$3K
FTR
286
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
3
– –
NQS
287
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
– –
-27,225
Closed -$423K
NMO
288
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
– –
-62,801
Closed -$947K
AZPN
289
DELISTED
ASPEN TECHNOLOGY INC
AZPN
– –
-470
Closed -$19K
8 9 10 11
12

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AIM
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MHIM
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MF
Madrona Funds Everett, Washington $136M AUM
WPSG
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AGPM
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NCM
Northstar Capital Management New York $112M AUM 2.1% 1-Year Est. Return
WAM
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GPC
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Shamrock Asset Management's Q3 2016 Portfolio in Review

As of Q3 2016, Shamrock Asset Management held 290 positions worth $174M, up 1.1% from $172M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Shamrock Asset Management's Q3 2016 filing shows 24 new, 57 increased, 67 reduced and 30 closed positions. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 273,406 shares worth $13.5M. The largest sale was First Trust Large Cap Core AlphaDEX Fund, an estimated $15.7M.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, down from 3.5% a quarter earlier, followed by Financials and Energy.

  • Shamrock Asset Management's largest Q3 2016 buy was iShares Core S&P Total US Stock Market ETF: 273,406 shares worth $13.5M.
  • Shamrock Asset Management added most to iShares MSCI South Korea ETF in Q3 2016, an estimated $2.93M increase.
  • Shamrock Asset Management's biggest Q3 2016 reduction was First Trust Large Cap Core AlphaDEX Fund, cutting an estimated $15.7M.
  • Shamrock Asset Management fully exited First Trust Global Tactical Commodity Strategy Fund in Q3 2016, selling an estimated $7.15M.
  • Shamrock Asset Management's ten largest holdings make up 60% of its $174M portfolio in Q3 2016.
  • Shamrock Asset Management opened 24 new positions and closed 30 in Q3 2016.
  • Shamrock Asset Management's portfolio value rose 1.1% quarter-over-quarter to $174M.

Based on Shamrock Asset Management's 13F filing for Q3 2016, filed 9 Nov 2016.