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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
-6.24%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$189M
AUM Growth
-$26.7M
Cap. Flow
-$12.9M
Cap. Flow %
-6.84%
Top 10 Hldgs %
63.73%
Holding
314
New
34
Increased
37
Reduced
80
Closed
53

Top Buys

Rank Stock Value
1
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$23.7M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.97M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.96M
4
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$1.83M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.42M

Top Sells

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$21.9M
2
MCHI icon
iShares MSCI China ETF
MCHI
+$3.69M
3
FJP icon
First Trust Japan AlphaDEX Fund
FJP
+$3.47M
4
EPHE icon
iShares MSCI Philippines ETF
EPHE
+$3.31M
5
EDEN icon
iShares MSCI Denmark ETF
EDEN
+$3.31M

Sector Composition

Rank Sector Weight
1 Healthcare 5.4%
2 Technology 4.21%
3 Financials 4.04%
4 Energy 4.04%
5 Industrials 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TT icon
226
Trane Technologies
TT
$106B
$3K ﹤0.01%
50
– –
WB icon
227
Weibo
WB
$1.95B
$3K ﹤0.01%
250
– –
ARIA
228
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$3K ﹤0.01%
500
– –
AAWW
229
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$3K ﹤0.01%
80
-20
-20% -$892
ASHR icon
230
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.57B
$2K ﹤0.01%
68
-384
-85% -$14.2K
BW icon
231
Babcock & Wilcox
BW
$1.42B
$2K ﹤0.01%
+10
New +$1.84K
IPG
232
DELISTED
Interpublic Group of Companies
IPG
$2K ﹤0.01%
87
– –
SJT
233
San Juan Basin Royalty Trust
SJT
$115M
$2K ﹤0.01%
167
– –
X
234
DELISTED
US Steel
X
$2K ﹤0.01%
170
– –
CMO
235
DELISTED
Capstead Mortgage Corp.
CMO
$2K ﹤0.01%
250
– –
ALLE icon
236
Allegion
ALLE
$14.3B
$1K ﹤0.01%
16
– –
ATEC icon
237
Alphatec Holdings
ATEC
$1.48B
$1K ﹤0.01%
+154
New +$1.56K
CMI icon
238
Cummins
CMI
$89.5B
$1K ﹤0.01%
8
– –
ETN icon
239
Eaton
ETN
$174B
$1K ﹤0.01%
15
– –
MDT icon
240
Medtronic
MDT
$110B
$1K ﹤0.01%
14
– –
TEL icon
241
TE Connectivity
TEL
$63.1B
$1K ﹤0.01%
15
– –
TWTR
242
DELISTED
Twitter, Inc.
TWTR
$1K ﹤0.01%
32
– –
TYC
243
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$1K ﹤0.01%
14
– –
AMBA icon
244
Ambarella
AMBA
$3.59B
– –
-75
Closed -$8K
AVB icon
245
AvalonBay Communities
AVB
$27.1B
– –
-5
Closed -$1K
AXP icon
246
American Express
AXP
$236B
– –
-1,065
Closed -$83K
BIDU icon
247
Baidu
BIDU
$37.7B
$0 ﹤0.01%
3
– –
CE icon
248
Celanese
CE
$4.73B
– –
-4,098
Closed -$295K
CF icon
249
CF Industries
CF
$17.9B
– –
-275
Closed -$18K
CMA
250
DELISTED
Comerica
CMA
– –
-601
Closed -$31K
8 9
10
11 12

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MHIM
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MF
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WPSG
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AGPM
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NCM
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WAM
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GPC
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Shamrock Asset Management's Q3 2015 Portfolio in Review

As of Q3 2015, Shamrock Asset Management held 314 positions worth $189M, down 12% from $216M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Shamrock Asset Management withdrew a net $12.9M in Q3 2015, closing 53 positions and reducing 80 holdings. Its most notable exit was First Trust Technology AlphaDEX Fund, an estimated $21.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.4% of assets, down from 6% a quarter earlier, followed by Technology and Financials.

Against the trend, Shamrock Asset Management opened a new position in First Trust Consumer Staples AlphaDEX Fund worth $22.5M.

  • Shamrock Asset Management's largest Q3 2015 buy was First Trust Consumer Staples AlphaDEX Fund: 536,879 shares worth $22.5M.
  • Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2015, an estimated $3.97M increase.
  • Shamrock Asset Management's biggest Q3 2015 reduction was Vanguard Dividend Appreciation ETF, cutting an estimated $1.85M.
  • Shamrock Asset Management fully exited First Trust Technology AlphaDEX Fund in Q3 2015, selling an estimated $21.9M.
  • Shamrock Asset Management's ten largest holdings make up 64% of its $189M portfolio in Q3 2015.
  • Shamrock Asset Management opened 34 new positions and closed 53 in Q3 2015.
  • Shamrock Asset Management's portfolio value fell 12% quarter-over-quarter to $189M.

Based on Shamrock Asset Management's 13F filing for Q3 2015, filed 4 Nov 2015.