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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.92B
AUM Growth
+$133M
Cap. Flow
+$72.5M
Cap. Flow %
1.47%
Top 10 Hldgs %
28.06%
Holding
531
New
66
Increased
122
Reduced
102
Closed
17

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$136M
2
SYF icon
Synchrony
SYF
+$55.6M
3
CX icon
Cemex
CX
+$48.8M
4
ABT icon
Abbott
ABT
+$24M
5
REGN icon
Regeneron Pharmaceuticals
REGN
+$23M

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$73.1M
2
SBAC icon
SBA Communications
SBAC
+$64.9M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$60.3M
4
AFL icon
Aflac
AFL
+$48.9M
5
MSFT icon
Microsoft
MSFT
+$39.7M

Sector Composition

Rank Sector Weight
1 Healthcare 21%
2 Financials 16.98%
3 Industrials 10.96%
4 Technology 10.89%
5 Energy 10.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
201
Eli Lilly
LLY
$1.07T
$945K 0.02%
12,854
+6,784
+112% +$505K
HES
202
DELISTED
Hess
HES
$936K 0.02%
15,033
– –
AOS icon
203
A.O. Smith
AOS
$8.38B
$928K 0.02%
19,608
– –
CHTR icon
204
Charter Communications
CHTR
$14.7B
$918K 0.02%
3,189
– –
SYK icon
205
Stryker
SYK
$127B
$897K 0.02%
7,483
-2,208
-23% -$254K
AVGO icon
206
Broadcom
AVGO
$1.82T
$865K 0.02%
48,920
+500
+1% +$8.66K
IAU icon
207
iShares Gold Trust
IAU
$63B
$856K 0.02%
38,633
-3,858
-9% -$90.5K
SNY icon
208
Sanofi
SNY
$104B
$847K 0.02%
20,933
+11,188
+115% +$441K
PAA icon
209
Plains All American Pipeline
PAA
$17.4B
$838K 0.02%
25,956
– –
SLB icon
210
SLB Ltd
SLB
$77.8B
$824K 0.02%
9,814
+237
+2% +$19.4K
IGSB icon
211
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$820K 0.02%
15,622
+288
+2% +$15.1K
XEC
212
DELISTED
CIMAREX ENERGY CO
XEC
$815K 0.02%
6,000
– –
ATHN
213
DELISTED
Athenahealth, Inc.
ATHN
$786K 0.02%
7,470
-752
-9% -$80.8K
DHR icon
214
Danaher
DHR
$135B
$780K 0.02%
11,306
+711
+7% +$49.4K
ADBE icon
215
Adobe
ADBE
$89.5B
$772K 0.02%
7,498
– –
DVN icon
216
Devon Energy
DVN
$51.9B
$756K 0.02%
16,549
– –
BAC icon
217
Bank of America
BAC
$435B
$753K 0.02%
34,088
– –
ACN icon
218
Accenture
ACN
$89.9B
$747K 0.02%
6,375
– –
EQT icon
219
EQT Corp
EQT
$33.2B
$725K 0.01%
20,363
– –
DUK icon
220
Duke Energy
DUK
$102B
$722K 0.01%
9,303
-7,713
-45% -$591K
FMI
221
DELISTED
Foundation Medicine, Inc.
FMI
$708K 0.01%
+40,000
New +$862K
TTEK icon
222
Tetra Tech
TTEK
$8.23B
$699K 0.01%
81,015
+6,715
+9% +$54.2K
CMA
223
DELISTED
Comerica
CMA
$698K 0.01%
10,249
+1,850
+22% +$108K
BN icon
224
Brookfield
BN
$102B
$695K 0.01%
59,034
– –
MET icon
225
MetLife
MET
$61B
$691K 0.01%
14,387
+121
+0.8% +$5.55K
7 8
9
10 11

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GL
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TAM
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Rockefeller Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Rockefeller Financial Services held 531 positions worth $4.92B, up 2.8% from $4.79B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Financial Services's Q4 2016 filing shows 66 new, 122 increased, 102 reduced and 17 closed positions. Its largest new stake was Synchrony: 1,741,141 shares worth $63.2M. The largest sale was Annaly Capital Management, an estimated $73.1M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 23% a quarter earlier, followed by Financials and Industrials.

  • Rockefeller Financial Services's largest Q4 2016 buy was Synchrony: 1,741,141 shares worth $63.2M.
  • Rockefeller Financial Services added most to Meta Platforms (Facebook) in Q4 2016, an estimated $136M increase.
  • Rockefeller Financial Services's biggest Q4 2016 reduction was Annaly Capital Management, cutting an estimated $73.1M.
  • Rockefeller Financial Services fully exited EPIQ SYSTEMS INC in Q4 2016, selling an estimated $9.32M.
  • Rockefeller Financial Services's ten largest holdings make up 28% of its $4.92B portfolio in Q4 2016.
  • Rockefeller Financial Services opened 66 new positions and closed 17 in Q4 2016.
  • Rockefeller Financial Services's portfolio value rose 2.8% quarter-over-quarter to $4.92B.

Based on Rockefeller Financial Services's 13F filing for Q4 2016, filed 19 Jan 2017.