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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.79B
AUM Growth
-$216M
Cap. Flow
-$485M
Cap. Flow %
-10.13%
Top 10 Hldgs %
26.99%
Holding
502
New
21
Increased
51
Reduced
105
Closed
37

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$75.6M
2
BP icon
BP
BP
+$54.3M
3
ABT icon
Abbott
ABT
+$51.1M
4
BIIB icon
Biogen
BIIB
+$50.3M
5
CVS icon
CVS Health
CVS
+$35.6M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$117M
2
MRK icon
Merck
MRK
+$94.9M
3
AFL icon
Aflac
AFL
+$66M
4
CVX icon
Chevron
CVX
+$65.7M
5
STJ
St Jude Medical
STJ
+$56.6M

Sector Composition

Rank Sector Weight
1 Healthcare 22.85%
2 Financials 15.33%
3 Technology 10.93%
4 Industrials 10.12%
5 Energy 9.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
201
Broadcom
AVGO
$1.82T
$835K 0.02%
48,420
– –
IJR icon
202
iShares Core S&P Small-Cap ETF
IJR
$109B
$826K 0.02%
13,314
– –
PAA icon
203
Plains All American Pipeline
PAA
$17.4B
$816K 0.02%
25,956
– –
ADBE icon
204
Adobe
ADBE
$89.5B
$814K 0.02%
7,498
– –
IGSB icon
205
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$811K 0.02%
15,334
– –
HES
206
DELISTED
Hess
HES
$806K 0.02%
15,033
– –
XEC
207
DELISTED
CIMAREX ENERGY CO
XEC
$806K 0.02%
6,000
– –
EQT icon
208
EQT Corp
EQT
$33.2B
$805K 0.02%
20,363
– –
ACN icon
209
Accenture
ACN
$89.9B
$779K 0.02%
6,375
– –
SLB icon
210
SLB Ltd
SLB
$77.8B
$753K 0.02%
9,577
-3,520
-27% -$279K
BN icon
211
Brookfield
BN
$102B
$741K 0.02%
59,034
-12,436
-17% -$152K
DHR icon
212
Danaher
DHR
$135B
$736K 0.02%
10,595
-3,380
-24% -$240K
DVN icon
213
Devon Energy
DVN
$51.9B
$730K 0.02%
16,549
– –
NVTR
214
DELISTED
Nuvectra Corporation Common Stock
NVTR
$715K 0.01%
103,281
– –
USB icon
215
US Bancorp
USB
$99.6B
$711K 0.01%
16,567
-11,970
-42% -$508K
FMX icon
216
Fomento Económico Mexicano
FMX
$43.3B
$704K 0.01%
7,644
– –
HDB icon
217
HDFC Bank
HDB
$119B
$691K 0.01%
38,436
– –
EL icon
218
Estee Lauder
EL
$29B
$689K 0.01%
7,785
– –
WAT icon
219
Waters Corp
WAT
$36.8B
$670K 0.01%
4,226
– –
ITUB icon
220
Itaú Unibanco
ITUB
$91.3B
$625K 0.01%
129,555
– –
HUM icon
221
Humana
HUM
$46.7B
$619K 0.01%
3,498
– –
VT icon
222
Vanguard Total World Stock ETF
VT
$76.3B
$615K 0.01%
+10,100
New +$609K
CB icon
223
Chubb
CB
$140B
$614K 0.01%
4,884
– –
AMGN icon
224
Amgen
AMGN
$203B
$612K 0.01%
3,669
-777
-17% -$131K
WTRG icon
225
Essential Utilities
WTRG
$11.2B
$602K 0.01%
19,761
-1,381
-7% -$44.8K
7 8
9
10 11

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CWAM
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CCCA
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HTG
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GP
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IH
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GL
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TAM
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Rockefeller Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Rockefeller Financial Services held 502 positions worth $4.79B, down 4.3% from $5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services withdrew a net $485M in Q3 2016, closing 37 positions and reducing 105 holdings. Its most notable exit was EXAMWORKS GROUP INC COM STK (DE), an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in Norwegian Cruise Line worth $1.26M.

  • Rockefeller Financial Services's largest Q3 2016 buy was Norwegian Cruise Line: 33,520 shares worth $1.26M.
  • Rockefeller Financial Services added most to Nike in Q3 2016, an estimated $75.6M increase.
  • Rockefeller Financial Services's biggest Q3 2016 reduction was Comcast, cutting an estimated $117M.
  • Rockefeller Financial Services fully exited EXAMWORKS GROUP INC COM STK (DE) in Q3 2016, selling an estimated $17.9M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.79B portfolio in Q3 2016.
  • Rockefeller Financial Services opened 21 new positions and closed 37 in Q3 2016.
  • Rockefeller Financial Services's portfolio value fell 4.3% quarter-over-quarter to $4.79B.

Based on Rockefeller Financial Services's 13F filing for Q3 2016, filed 28 Oct 2016.